//--> //--> //--> //-->
Toggle navigation
Logout
Change account settings
EN
DE
ES
FR
A-Z
Beta
About EconBiz
News
Thesaurus (STW)
Research Skills
Help
EN
DE
ES
FR
My account
Logout
Change account settings
Login
Publications
Events
Your search terms
Search
Retain my current filters
~isPartOf:"BIS working papers"
~isPartOf:"The journal of investment compliance"
~subject:"Investmentfonds"
Search options
All Fields
Title
Exact title
Subject
Author
Institution
ISBN/ISSN
Published in...
Publisher
Open Access only
Advanced
Search history
My EconBiz
Favorites
Loans
Reservations
Fines
You are here:
Home
Search: subject_exact:"Regulierung der Börse"
Narrow search
Delete all filters
| 3 applied filters
Year of publication
From:
To:
Subject
All
Investmentfonds
Financial market regulation
131
Finanzmarktregulierung
131
Financial supervision
84
Finanzmarktaufsicht
84
USA
57
United States
57
Financial markets law
34
Kapitalmarktrecht
34
Securities and Exchange Commission (SEC)
34
Regulation
23
Regulierung
23
Financial crisis
19
Finanzkrise
19
US Securities and Exchange Commission (SEC)
19
Securities law
18
Wertpapierrecht
18
Broker-dealer
16
Financial Industry Regulatory Authority (FINRA)
15
Welt
13
World
13
Law enforcement
12
Rechtsdurchsetzung
12
Bourse
11
Börse
11
Geldpolitik
11
Investment Fund
11
Monetary policy
11
Corporate disclosure
8
Securities trading
8
Unternehmenspublizität
8
Wertpapierhandel
8
Dodd-Frank Act
7
Enforcement
7
Securities and Exchange Commission
7
Cybersecurity
6
Financial industry regulatory authority (FINRA)
6
Data security
5
Datensicherheit
5
Globalisierung
5
more ...
less ...
Online availability
All
Undetermined
5
Type of publication
All
Article
11
Type of publication (narrower categories)
All
Article in journal
11
Aufsatz in Zeitschrift
11
Language
All
English
11
Author
All
Holton, Thomas John
2
Kerr, Richard F.
2
Raymond, Paul B.
2
Stefanak, Curtis
2
Alexander, Grant
1
Araneo, John T.
1
Fleishhacker, Ellen Kaye
1
Godfrey, Anne Marie
1
Greene, Nathan J.
1
Hearth, David
1
Holton, Robert J.
1
Hunnius, Patrick
1
Kanach, Jesse
1
Kanter, Adam D.
1
Kaplan, Steven A.
1
Lavin, Kevin
1
Levun, Hillary B.
1
Lieberman, Samuel
1
Lybecker, Martin E.
1
Miller, Keith
1
Moynihan, Mary C.
1
Pershkow, Amy Ward
1
Pugliese, Domenick
1
Rendon Callahan, Veronica
1
Rosella, Michael
1
Sylvester, Mark
1
Trager, Michael
1
Vallabhaneni, Pratin
1
Weiner, Perrie Michael
1
more ...
less ...
Published in...
All
BIS working papers
The journal of investment compliance
IMF country report
2
Journal of financial and quantitative analysis : JFQA
2
Municipal finance journal : the state and local financing and municipal securities advisor
2
The journal of alternative investments
2
The review of financial studies
2
Annales Universitatis Mariae Curie-Skłodowska / H
1
Business economics : the journal of the National Association for Business Economists
1
CFS working paper series
1
China's capital markets : challenges from WTO membership
1
Contemporary issues in Islamic finance : principles, progress and prospects
1
Corporate finance : Finanzierung, Kapitalmarkt, Bewertung, Mergers & Acquisitions
1
Documento ocasional
1
EBI working paper series
1
ECB Working Paper
1
EIKV Schriftenreihe zum Wissens- und Wertemanagement
1
Entrepreneurship, finance, governance and ethics
1
European Banking Institute (EBI) Working Paper Series
1
Göttinger Schriften zum Wirtschaftsrecht
1
IMF Working Papers, Vol. , pp. 1-37, 2010
1
IMF staff country report
1
IMF working paper
1
IMF working papers
1
International environmental law and policy series : IELP
1
International perspectives on commercial and financial law
1
Journal of accounting & management information systems : JAMIS
1
Journal of banking & finance
1
Journal of financial economics
1
Journal of financial markets
1
Journal of securities operations & custody
1
Kom / Kommission der Europäischen Gemeinschaften
1
Les notes de l'IFRI
1
NBER working paper series
1
Occasional paper
1
Ordo : Jahrbuch für die Ordnung von Wirtschaft und Gesellschaft
1
Revue d'économie financière : revue trimestrielle de l'Association Europe finances régulations
1
Routledge research in finance and banking law
1
Réactions et réponses à la mondialisation
1
SUERF conference proceedings
1
SZW
1
more ...
less ...
Source
All
ECONIS (ZBW)
11
Showing
1
-
10
of
11
Sort
relevance
articles prioritized
date (newest first)
date (oldest first)
1
SEC charges private fund administrator with gatekeeping failures
Miller, Keith
;
Lybecker, Martin E.
;
Kanach, Jesse
; …
- In:
The journal of investment compliance
18
(
2017
)
1
,
pp. 65-67
Persistent link: https://www.econbiz.de/10011662148
Saved in:
2
The SEC turns up the heat on private equity expense allocations
Lieberman, Samuel
;
Araneo, John T.
- In:
The journal of investment compliance
17
(
2016
)
2
,
pp. 35-38
Persistent link: https://www.econbiz.de/10011523862
Saved in:
3
Prepare for the magnifying glass : SEC hikes scrutiny of asset managers ; 4 steps to consider
Weiner, Perrie Michael
;
Hunnius, Patrick
;
Alexander, Grant
- In:
The journal of investment compliance
16
(
2015
)
1
,
pp. 49-51
Persistent link: https://www.econbiz.de/10011344585
Saved in:
4
SEC issues proposed investment company reporting rules
Greene, Nathan J.
- In:
The journal of investment compliance
16
(
2015
)
4
,
pp. 14-22
Persistent link: https://www.econbiz.de/10011438470
Saved in:
5
The SEC’s evolving scrutiny of private equity firms : KKR hit with an unprecedented enforcement action for broken deal expense misallocation
Rendon Callahan, Veronica
;
Fleishhacker, Ellen Kaye
; …
- In:
The journal of investment compliance
16
(
2015
)
4
,
pp. 39-42
Persistent link: https://www.econbiz.de/10011438478
Saved in:
6
US Securities and Exchange Commission settles administrative action against fund manager concerning use of fund assets to pay management company expenses
Pershkow, Amy Ward
;
Kanter, Adam D.
- In:
The journal of investment compliance
16
(
2015
)
4
,
pp. 55-58
Persistent link: https://www.econbiz.de/10011438496
Saved in:
7
Director of SEC's division of investment management discusses alternative mutual funds
Kerr, Richard F.
- In:
The journal of investment compliance
15
(
2014
)
4
,
pp. 15-18
Persistent link: https://www.econbiz.de/10010461358
Saved in:
8
SEC issues guidance update regarding enhanced mutual fund disclosure
Pugliese, Domenick
;
Rosella, Michael
;
Hearth, David
- In:
The journal of investment compliance
15
(
2014
)
4
,
pp. 11-14
Persistent link: https://www.econbiz.de/10010461365
Saved in:
9
FINRA fines broker-dealer for failing to apply class A sales charge waivers for certain eligible customers on its mutual fund platform
Kerr, Richard F.
- In:
The journal of investment compliance
15
(
2014
)
4
,
pp. 53-56
Persistent link: https://www.econbiz.de/10010462124
Saved in:
10
US Financial Reform Law : key changes for non-US advisers and certain investors in hedge and private equity funds
Godfrey, Anne Marie
;
Holton, Thomas John
;
Raymond, Paul B.
- In:
The journal of investment compliance
11
(
2010
)
4
,
pp. 19-26
Persistent link: https://www.econbiz.de/10008772770
Saved in:
1
2
Next
Last
Results per page
10
25
50
100
250
A service of the
zbw
×
Loading...
//-->