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~isPartOf:"Journal of securities operations & custody"
~subject:"Financial market regulation"
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Financial market regulation
Regulation
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62
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Journal of securities operations & custody
NBER working paper series
140
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135
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108
The journal of investment compliance
108
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Review of the EU post-trade legislation : draft regulation to amend CSDR and regulation on a DLT pilot regime for markets infrastructures
Marsal, Pierre
- In:
Journal of securities operations & custody
15
(
2023
)
2
,
pp. 134-145
Persistent link: https://www.econbiz.de/10014267117
Saved in:
2
Securities services embrace next generation technology
Hänseler, Stephan
- In:
Journal of securities operations & custody
14
(
2022
)
4
,
pp. 290-298
Persistent link: https://www.econbiz.de/10013500547
Saved in:
3
The great entity classification conundrum in G20 derivatives regulation
McWilliam, Victoria
- In:
Journal of securities operations & custody
11
(
2018/2019
)
1
,
pp. 70-77
Persistent link: https://www.econbiz.de/10012028456
Saved in:
4
Second Markets in Financial Instruments Directive : firms should view the practical challenge of meeting the new record keeping, transaction reporting and best execution requiremen...
Smith, Matt
- In:
Journal of securities operations & custody
10
(
2017/2018
)
4
,
pp. 290-295
Persistent link: https://www.econbiz.de/10011976020
Saved in:
5
The state of play of MIFID II on fund distribution
Newham, Matthew
- In:
Journal of securities operations & custody
10
(
2017/2018
)
2
,
pp. 117-124
Persistent link: https://www.econbiz.de/10011889832
Saved in:
6
Regulatory reporting : success is found in a solid foundation
Gordon, Maryse
- In:
Journal of securities operations & custody
10
(
2017/2018
)
1
,
pp. 57-66
Persistent link: https://www.econbiz.de/10011855606
Saved in:
7
Best execution reporting requirements for electronic communications under MiFID II
Smith, Robin
- In:
Journal of securities operations & custody
9
(
2017
)
4
,
pp. 321-328
Persistent link: https://www.econbiz.de/10011796657
Saved in:
8
The impact of regulation on buyside users of derivatives
Lund, John
- In:
Journal of securities operations & custody
9
(
2017
)
3
,
pp. 206-214
Persistent link: https://www.econbiz.de/10011845129
Saved in:
9
The EU's new regulatory framework : the auditor’s perspective
Dennett, Simon
- In:
Journal of securities operations & custody
9
(
2017
)
3
,
pp. 259-268
Persistent link: https://www.econbiz.de/10011845150
Saved in:
10
Challenges of regulatory reporting
Boston, Gillian
- In:
Journal of securities operations & custody
9
(
2016/2017
)
1
,
pp. 18-24
Persistent link: https://www.econbiz.de/10011841025
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