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~isPartOf:"Review / Federal Reserve Bank of St. Louis"
~isPartOf:"The journal of investment compliance"
~isPartOf:"Working paper / National Bureau of Economic Research, Inc."
~language:"eng"
~person:"Bettigole, Bruce"
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Review / Federal Reserve Bank of St. Louis
The journal of investment compliance
Working paper / National Bureau of Economic Research, Inc.
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What does it take to make the SEC happy? : SEC criticism of broker-dealers' due diligence for sales of unregistered securities leaves more questions than answers
Bettigole, Bruce
;
Kruly, Charlie
- In:
The journal of investment compliance
16
(
2015
)
1
,
pp. 52-58
Persistent link: https://www.econbiz.de/10011344582
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