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The journal of investment compliance
ZRFC : risk, fraud & compliance ; Prävention und Aufdeckung in der Compliance-Organisation
48
Handbuch Compliance-Management : konzeptionelle Grundlagen, praktische Erfolgsfaktoren, globale Herausforderungen
29
HR-Compliance : Praxisleitfaden Compliance im Personalwesen
14
Compliance Officer : das Augsburger Qualifizierungsmodell
12
Compliance in der Unternehmerpraxis
12
Compliance im Finanzdienstleistungsbereich
11
Compliance in der Unternehmerpraxis : Grundlagen, Organisation und Umsetzung
11
Close up on Compliance : Recht, Moral und Risiken ; Nahaufnahmen zu Compliance Management und Governance-Fragen
9
Compliance-Kommunikation : professionell - international - zielgruppengerecht
9
Interdisziplinäre Aspekte von Compliance
9
Journal of securities operations & custody
9
Risikominimierung durch Corporate Compliance
9
Compliance in Banken : Anwendungsgebiete des risikobasierten Ansatzes
8
HMD : Praxis der Wirtschaftsinformatik
8
IT-Governance
8
Compliance : ein Thema für Betriebs- und Aufsichtsräte
7
Zeitschrift für das gesamte Genossenschaftswesen : ZfgG
7
Bank-Praktiker : rechtssicher, revisionsfest, risikogerecht
6
Compliance für KMU : Praxisleitfaden für den Mittelstand
6
Corporate governance : the international journal for effective board performance
6
Governance, risk, and compliance handbook : technology, finance, environmental, and international guidance and best practices
6
Journal of business ethics : JOBE
6
Journal of business research : JBR
6
Corporate Compliance und Arbeitsrecht : Mannheimer Arbeitsrechtstag 2009
5
Corporate Governance von Kreditinstituten : Anforderungen - Instrumente - Compliance
5
Corporate Governance, Risk Management und Compliance : innovative Konzepte und Strategien
5
International journal of disclosure and governance
5
Management information systems : mis quarterly
5
Zeitschrift Interne Revision : ZIR ; Fachzeitschrift für Wissenschaft und Praxis
5
Zeitschrift für Corporate Governance : ZCG; Leitung und Überwachung in der Unternehmens- und Prüfungspraxis
5
Business and society review : a quarterly forum on the role of business in a free society
4
Compliance kompakt : best Practice im Compliance Management
4
Fraud Management in Kreditinstituten : Praktiken, Verhinderung, Aufdeckung
4
Harvard business review : HBR
4
Information & management : the internat. journal of management processes and systems ; journal of IFIP Users Group
4
International journal of procurement management
4
Journal of economic behavior & organization : JEBO
4
Journal of financial regulation and compliance : an international journal
4
KSI : Krisen-, Sanierungs- und Insolvenzberatung ; Wirtschaft, Recht, Steuern
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ECONIS (ZBW)
5
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1
SEC touts whistleblower award to a compliance professional : use care in responding to reports of potential violations
Srere, Mark
;
Buchanan, Mary Beth
;
Koch, Elaine
;
Mammen, …
- In:
The journal of investment compliance
16
(
2015
)
1
,
pp. 77-78
Persistent link: https://www.econbiz.de/10011344527
Saved in:
2
FATCA violation underlies latest US tax and securities fraud charges
Fisher, Miriam
;
McManus, Brian
- In:
The journal of investment compliance
16
(
2015
)
1
,
pp. 74-76
Persistent link: https://www.econbiz.de/10011344530
Saved in:
3
Organisation of compliance across financial institutions
Prorokowski, Lukasz
;
Prorokowski, Hubert
- In:
The journal of investment compliance
15
(
2014
)
1
,
pp. 65-76
Persistent link: https://www.econbiz.de/10010366722
Saved in:
4
Recent SEC action reminds investment advisers of importance of robust compliance program
Pritchard, Therese
;
Kalinowski, Jeff
;
Ziesman, Jeff
- In:
The journal of investment compliance
14
(
2013
)
3
,
pp. 32-33
Persistent link: https://www.econbiz.de/10010222931
Saved in:
5
OFAC compliance in the securities and investment sector
In:
The journal of investment compliance
13
(
2012
)
3
,
pp. 21-26
Persistent link: https://www.econbiz.de/10009664261
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