//--> //--> //-->
Toggle navigation
Logout
Change account settings
EN
DE
ES
FR
A-Z
Beta
About EconBiz
News
Thesaurus (STW)
Research Skills
Help
EN
DE
ES
FR
My account
Logout
Change account settings
Login
Publications
Events
Your search terms
Search
Retain my current filters
~person:"Nathan, Daniel A."
~subject:"Double charging"
~type_genre:"Article in journal"
Search options
All Fields
Title
Exact title
Subject
Author
Institution
ISBN/ISSN
Published in...
Publisher
Open Access only
Advanced
Search history
My EconBiz
Favorites
Loans
Reservations
Fines
You are here:
Home
Search: subject_exact:"Macroprudential regulation"
Narrow search
Delete all filters
| 3 applied filters
Year of publication
From:
To:
Subject
All
Double charging
Financial supervision
5
Finanzmarktaufsicht
5
Financial market regulation
4
Finanzmarktregulierung
4
USA
3
United States
3
Broker-dealer
2
Financial markets law
2
Kapitalmarktrecht
2
Policies and procedures
2
Regulation
2
Regulierung
2
Securities and Exchange Commission (SEC)
2
Aufsichtsbehörde
1
Bankenaufsicht
1
Banking supervision
1
Branch office
1
Broker-dealers
1
Compliance programs
1
Cybersecurity
1
Data security
1
Datensicherheit
1
Fee-based accounts
1
Filiale
1
Financial Industry Regulatory Authority (FINRA)
1
Financial industry regulatory authority (FINRA)
1
IT crime
1
IT-Kriminalität
1
Insider trading
1
Insiderhandel
1
Inspection
1
Investment advisers
1
Material non-public information
1
Office of Compliance Inspections and Examinations (OCIE)
1
Regulatory agency
1
Reverse churning
1
Securities and Exchange Commission
1
Securities and exchange commission (SEC)
1
Securities trading
1
more ...
less ...
Type of publication
All
Article
1
Type of publication (narrower categories)
All
Article in journal
Aufsatz in Zeitschrift
1
Language
All
English
1
Author
All
Nathan, Daniel A.
Navarro, Lauren A.
1
Published in...
All
The journal of investment compliance
1
Source
All
ECONIS (ZBW)
1
Showing
1
-
1
of
1
Sort
relevance
articles prioritized
date (newest first)
date (oldest first)
1
SEC intensifies scrutiny of fee-based accounts and reverse churning
Nathan, Daniel A.
;
Navarro, Lauren A.
- In:
The journal of investment compliance
15
(
2014
)
1
,
pp. 48-51
Persistent link: https://www.econbiz.de/10010366726
Saved in:
Results per page
10
25
50
100
250
A service of the
zbw
×
Loading...
//-->