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  • Search: isPartOf:"Journal of Financial Regulation and Compliance"
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Year of publication
Subject
All
Regulation 256 United Kingdom 122 Banks 104 Bank regulation 102 Bankenregulierung 100 Financial services 92 Regulierung 89 Banking 81 Corporate governance 76 Risk management 75 Bank 71 Welt 70 World 70 Banking supervision 67 Financial crisis 67 Bankenaufsicht 66 Financial market regulation 62 Großbritannien 62 Finanzmarktregulierung 58 Legal decisions 58 Financial institutions 52 Finanzkrise 51 Basel Accord 49 EU countries 48 EU-Staaten 48 Basler Akkord 47 Financial regulation 46 United States of America 45 Bank risk 43 Bankrisiko 43 Banking crisis 42 Credit risk 40 Bankenkrise 38 Europe 35 Finanzdienstleistung 35 Disclosure 34 Insurance 34 Kreditrisiko 33 Money laundering 33 Risikomanagement 33
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Online availability
All
Undetermined 1,407 Free 17 CC license 1
Type of publication
All
Article 1,770 Book / Working Paper 10
Type of publication (narrower categories)
All
Article in journal 500 Aufsatz in Zeitschrift 500 review-article 438 research-article 249 viewpoint 76 case-report 27 non-article 24 conceptual-paper 14 review 11 Collection of articles of several authors 8 Sammelwerk 8 back-matter 6 technical-paper 5 Systematic review 2 Übersichtsarbeit 2 Article 1 Case study 1 Fallstudie 1
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Language
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English 1,480 Undetermined 300
Author
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Gray, Joanna 132 Keasey, Kevin 22 Hudson, Robert 18 Watson, Robert 17 Clacher, Iain 16 Prorokowski, Lukasz 15 Burger, Richard 14 Llewellyn, David T. 13 Campbell, Andrew 12 Fearnley, Stella 12 Hagendorff, Jens 12 Masciandaro, Donato 11 Schwizer, Paola 11 Ashton, John K. 10 Brophy, Richard 10 Mullineux, Andrew W. 10 Prorokowski, Hubert 10 Cai, Charlie 9 Edwards, Jonathan 9 Hall, Maximilian J.B. 9 McGuinness, Paul B. 9 Mullineux, Andy 9 Yeoh, Peter 9 Brandt, Richard 8 Carretta, Alessandro 8 Farina, Vincenzo 8 Lee, Picheng 8 Stewart, Chris 8 Alfraih, Mishari M. 7 Asher, Mukul G. 7 Birindelli, Giuliana 7 Ferretti, Paola 7 Gabbi, Giampaolo 7 McDonald, Oonagh 7 Mugarura, Norman 7 Nieto, María J. 7 Ryley, Philip 7 Stewart, Jim 7 Tseng, Lu-Ming 7 Virgo, John 7
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Published in...
All
Journal of Financial Regulation and Compliance 1,273 Journal of financial regulation and compliance : an international journal 396 Journal of financial regulation and compliance 111
Source
All
Other ZBW resources 977 ECONIS (ZBW) 502 RePEc 294 OLC EcoSci 6 EconStor 1
Showing 971 - 980 of 1,780
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The impact of corporate fairness on the bank‐SME relationship
Vegholm, Fatima; Silver, Lars - In: Journal of Financial Regulation and Compliance 16 (2008) 4, pp. 352-364
Purpose – The United Kingdom Financial Services Authority's treating customers fairly initiative has drawn attention to a current trend that involves regulators using regulatory principles to enhance the relationship between financial institutions and customers. The term corporate fairness is...
Persistent link: https://www.econbiz.de/10014870114
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Waste makes haste: Sarbanes‐Oxley, competitiveness and the subprime crisis
Nordberg, Donald - In: Journal of Financial Regulation and Compliance 16 (2008) 4, pp. 365-383
Purpose – The passage of the Sarbanes‐Oxley Act of 2002 followed hard on the collapses of Enron and WorldCom. Waste makes haste. Official reports for US government agencies worried that the legislation may have impaired New York's competitiveness as a venue for international capital...
Persistent link: https://www.econbiz.de/10014870115
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Efficiency of authoritative disclosure recommendations : Evidence from IFRS transition disclosure in Finland
Miihkinen, Antti - In: Journal of Financial Regulation and Compliance 16 (2008) 4, pp. 384-413
Purpose – This paper aims to explore the potential for disclosure recommendations given by authoritative supervisory bodies to reduce information asymmetry between the management and shareholders. Design/methodology/approach – There is only meagre existing evidence concerning firms'...
Persistent link: https://www.econbiz.de/10014870116
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High court rules customer who opted from private to intermediate customer status to have been contributorily negligent to his spread betting losses
Gray, Joanna - In: Journal of Financial Regulation and Compliance 16 (2008) 4, pp. 414-420
Purpose – The article's aim is to report and comment on the High Court case Spreadex Ltd v. Sekhon . Design/methodology/approach – The article outlines the facts surrounding the case and comments on the ruling. Findings – The High Court rules that a customer who opted from private to...
Persistent link: https://www.econbiz.de/10014870117
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Court of appeal confirms decision that claim in relation to pension transfer and drawdown advice is time barred
Gray, Joanna - In: Journal of Financial Regulation and Compliance 16 (2008) 4, pp. 421-425
Purpose – The article's aim is to report and comment on the Court of Appeal case Shore v. Sedgwick Financial Services Ltd & Others . Design/methodology/approach – The article outlines the facts surrounding the appeal and comments on the ruling. Findings – The Court of Appeal reached the...
Persistent link: https://www.econbiz.de/10014870118
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Trading strategies of the US-based international mutual funds and test of the SEC regulation
Mazumder, M. Imtiaz; Miller, Edward M.; Naka, Atsuyuki - In: Journal of financial regulation and compliance : an … 16 (2008) 2, pp. 142-158
Persistent link: https://www.econbiz.de/10003762655
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Developing a financial services planning profession in the UK : an examination of past and present developments
Gaskell, John; Ashton, John K. - In: Journal of financial regulation and compliance : an … 16 (2008) 2, pp. 159-172
Persistent link: https://www.econbiz.de/10003762658
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Implementing Basel II : an investigation of the UAE banks' Basel II preparations
Tamimi, Hussain A. Hassan al- - In: Journal of financial regulation and compliance : an … 16 (2008) 2, pp. 173-187
Persistent link: https://www.econbiz.de/10003762672
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Defined contribution pensions : dealing with the reluctant investor
Byrne, Alistair; Harrison, Debbie; Blake, David - In: Journal of financial regulation and compliance : an … 16 (2008) 3, pp. 206-219
Persistent link: https://www.econbiz.de/10003762689
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Has regulation killed off the defined benefit scheme as a cost effective tool for human resource management?
Hudson, Robert - In: Journal of financial regulation and compliance : an … 16 (2008) 3, pp. 220-229
Persistent link: https://www.econbiz.de/10003762986
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