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Canada 1 Financial supervision 1 Finanzmarktaufsicht 1 Kanada 1 Law enforcement 1 Rechtsdurchsetzung 1 Securities law 1 Wertpapierrecht 1
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Marquis, Keith 1
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Regulation Papers, October 1
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'Responsive' Securities Regulation : An Assessment of the Enforcement Practices of the Ontario Securities Commission
Marquis, Keith - 2010
This paper is intended, first, to provide a brief overview of the history and some central principles of securities regulation in Canada. Second, this paper will focus specifically on the enforcement efforts of the Ontario Securities Commission (OSC). I center my analysis on the theoretical...
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