Carney, John J.; Barr, Jonathan R.; Guillén, Teresa Goody - In: Journal of Investment Compliance 22 (2021) 4, pp. 334-339
Purpose: To examine what to expect from Chair Gary Gensler’s SEC and the new Biden presidential administration following Chair Gensler’s U.S. Senate confirmation on April 14, 2021. Design/methodology/approach: Reviews past SEC Chair Jay Clayton’s legacy and Chair Gensler’s prior...