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  • Search: subject:"Compliance programs"
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Year of publication
Subject
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Compliance management 7 Compliance-Management 7 Compliance programs 4 Legal compliance 4 Normbefolgung 4 Business ethics 3 Unternehmensethik 3 compliance programs 3 corporate governance 3 Broker-dealers 2 Codes of conduct 2 Compliance 2 Compliance training 2 Corporate Governance 2 Corporate Social Responsibility 2 Corporate compliance programs 2 Corporate governance 2 Corporate social responsibility 2 Economic ethics 2 Ethics 2 Ethik 2 Factorial survey experiment 2 Financial Industry Regulatory Authority (FINRA) 2 Führungskräfte 2 Investment advisers 2 Managers 2 Office of Compliance Inspections and Examinations (OCIE) 2 US Securities and Exchange Commission (SEC) 2 Whistle-blowing 2 Wirtschaftsethik 2 antitrust sanctioning 2 leniency programs 2 AI and marketing 1 AI ethics 1 AI managers and developers 1 AI principles 1 AI social responsibility 1 Agency theory 1 Antitrust law 1 Cartel 1
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Online availability
All
Undetermined 6 Free 5 CC license 1
Type of publication
All
Article 10 Book / Working Paper 2
Type of publication (narrower categories)
All
Article in journal 6 Aufsatz in Zeitschrift 6 Working Paper 2 Arbeitspapier 1 Article 1 Graue Literatur 1 Non-commercial literature 1 technical-paper 1
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Language
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English 10 Undetermined 2
Author
All
Kotzian, Peter 2 Marshall, Elizabeth 2 Morell, Alexander 2 Nathan, Daniel A. 2 Stöber, Thomas 2 Weißenberger, Barbara E. 2 Becker, Marc 1 Cullari, Francine 1 Fernández Fernández, José Luis 1 Ferrell, Linda 1 Ferrell, O. C. 1 Grewal, Dhruv 1 Guha, Abhijit 1 Heese, Jonas 1 Hemphill, Thomas 1 Hernández-Cuadra, Esperanza 1 Lončar, Dragan 1 Milošević, Siniša 1 Pérez Cavazos, Gerardo 1 Walker, Christopher 1
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Published in...
All
Business Research 1 Business and society review : journal of the W. Michael Hoffman Center for Business Ethics at Bentley University 1 Business research 1 International journal of auditing : IJA 1 Journal of Business Ethics 1 Journal of Investment Compliance 1 Journal of macromarketing 1 SAFE Working Paper 1 SAFE working paper 1 Serbian Association of Economists Journal 1 The accounting review : a publication of the American Accounting Association 1 The journal of investment compliance 1
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Source
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ECONIS (ZBW) 7 EconStor 2 RePEc 2 Other ZBW resources 1
Showing 1 - 10 of 12
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Should cartel sanctions be reduced in case the offender runs a corporate compliance program?
Morell, Alexander - 2024
that unreduced fines are sufficient to incentivize the adoption of effective corporate compliance programs. Proponents, on …
Persistent link: https://www.econbiz.de/10015113093
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Should cartel sanctions be reduced in case the offender runs a corporate compliance program?
Morell, Alexander - 2024 - Draft 9/2024
that unreduced fines are sufficient to incentivize the adoption of effective corporate compliance programs. Proponents, on …
Persistent link: https://www.econbiz.de/10015095059
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Building a better world : the role of AI ethics and social responsibility
Ferrell, O. C.; Ferrell, Linda - In: Journal of macromarketing 44 (2024) 4, pp. 928-935
Persistent link: https://www.econbiz.de/10015166617
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Ethics and compliance programs for a new business narrative : a Kohlberg-based moral valuing model for diagnosing commitment at the top
Hernández-Cuadra, Esperanza; Fernández Fernández, … - In: Business and society review : journal of the W. Michael … 129 (2024) 1, pp. 72-95
Persistent link: https://www.econbiz.de/10014543387
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Design matters: on the impact of compliance program design on corporate ethics
Stöber, Thomas; Kotzian, Peter; Weißenberger, Barbara E. - In: Business Research 12 (2019) 2, pp. 383-424
compliance programs including codes of conduct, compliance training, and whistle-blowing as core elements. Previous research has … focused on the impact of the mere existence of one or several compliance program's elements on compliance. Compliance programs … element of compliance programs; secondly, whether the way a code is designed (e.g., by using examples) impacts on compliance …
Persistent link: https://www.econbiz.de/10012502882
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Design matters : on the impact of compliance program design on corporate ethics
Stöber, Thomas; Kotzian, Peter; Weißenberger, Barbara E. - In: Business research 12 (2019) 2, pp. 383-424
compliance programs including codes of conduct, compliance training, and whistle-blowing as core elements. Previous research has … focused on the impact of the mere existence of one or several compliance program’s elements on compliance. Compliance programs … compliance program’s element affects compliance. This paper investigates firstly, whether codes per se are an effective core …
Persistent link: https://www.econbiz.de/10012256248
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When the boss comes to town : the effects of headquarters' visits on facility-level misconduct
Heese, Jonas; Pérez Cavazos, Gerardo - In: The accounting review : a publication of the American … 95 (2020) 6, pp. 235-261
Persistent link: https://www.econbiz.de/10012421516
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CHARACTERISTICS OF ANTI-MONOPOLY POLICY AND THE EFFECTS OF ITS APPLICATION IN SERBIA
Lončar, Dragan; Milošević, Siniša - In: Serbian Association of Economists Journal (2013) 1-2, pp. 115-128
introduce antitrust compliance programs …
Persistent link: https://www.econbiz.de/10010674427
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Securities regulators' overlapping priorities provide guidance for examination preparation
Nathan, Daniel A.; Marshall, Elizabeth - In: The journal of investment compliance 18 (2017) 1, pp. 15-18
Persistent link: https://www.econbiz.de/10011662048
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Securities regulators’ overlapping priorities provide guidance for examination preparation
Nathan, Daniel A.; Marshall, Elizabeth - In: Journal of Investment Compliance 18 (2017) 1, pp. 15-18
the key issues raised in both letters so that their compliance programs can address them in their policies, procedures …
Persistent link: https://www.econbiz.de/10014893638
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