Search Results - subject:"Disclosure in securities offerings"

US Supreme Court clarifies liability standard under Section 11 of the Securities Act of 1933 for statements of opinion in registration statements

Parrino, Richard; Schwab, Douglas; Wertheimer, David - In: The journal of investment compliance 16 (2015) 3, pp. 37-42

Persistent link: https://www.econbiz.de/10011446077

US Supreme Court clarifies liability standard under Section 11 of the Securities Act of 1933 for statements of opinion in registration statements

Parrino, Richard; Schwab, Douglas; Wertheimer, David - In: Journal of Investment Compliance 16 (2015) 3, pp. 37-42

Purpose – The purpose of this article is to examine the US Supreme Court’s much anticipated decision in Omnicare, Inc. v. Laborers Dist. Council Const. Indus. Pension Fund. In this 2015 case, the Supreme Court announced important principles for interpreting the application of the two bases...

Persistent link: https://www.econbiz.de/10014893769