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  • Search: subject:"Enforcement proceeding"
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Year of publication
Subject
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Cooperation standards 2 Enforcement Advisory 2 Enforcement proceeding 2 Investigation 2 US Commodity Futures Trading Commission (CFTC) 2 Commodity derivative 1 Commodity exchange 1 Law enforcement 1 Rechtsdurchsetzung 1 Rohstoffderivat 1 USA 1 United States 1 Warenbörse 1
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Online availability
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Undetermined 2
Type of publication
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Article 2
Type of publication (narrower categories)
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Article in journal 1 Aufsatz in Zeitschrift 1 technical-paper 1
Language
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English 2
Author
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Bamberger, Nowell D. 2 Bergen, Robin M. 2 Park, Jennifer Kennedy 2 Peace, Breon S. 2
Published in...
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Journal of Investment Compliance 1 The journal of investment compliance 1
Source
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ECONIS (ZBW) 1 Other ZBW resources 1
Showing 1 - 2 of 2
Cover Image
CFTC’s demanding new cooperation guidelines for companies and individuals
Peace, Breon S.; Park, Jennifer Kennedy; Bergen, Robin M.; … - In: Journal of Investment Compliance 18 (2017) 3, pp. 52-58
Purpose To explain and analyze two Enforcement Advisories that set forth the factors the US Commodity Futures Trading Commission Division of Enforcement may consider in assessing cooperation by companies and individuals in the context of CFTC enforcement proceedings. Design/methodology/approach...
Persistent link: https://www.econbiz.de/10014893776
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Cover Image
CFTC's demanding new cooperation guidelines for companies and individuals
Peace, Breon S.; Park, Jennifer Kennedy; Bergen, Robin M.; … - In: The journal of investment compliance 18 (2017) 3, pp. 52-58
Persistent link: https://www.econbiz.de/10011804805
Saved in:
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