Purpose To review the FCA’s new enforcement process, drawing on what we believe are the positives and negatives and how … the FCA should further improve the enforcement process. Design/methodology/approach Breaks down the FCA’s new enforcement … process, highlighting the background and stimulus for change, the structural and cultural change, other process changes and …

processes at SEBI with a focus on the enforcement process, particularly on the quasi-judicial functions. We make an attempt to …