//--> //--> //-->
Toggle navigation
Logout
Change account settings
EN
DE
ES
FR
A-Z
Beta
About EconBiz
News
Thesaurus (STW)
Research Skills
Help
EN
DE
ES
FR
My account
Logout
Change account settings
Login
Publications
Events
Your search terms
Search
Retain my current filters
~subject:"USA"
~isPartOf:"The journal of investment compliance"
Search options
All Fields
Title
Exact title
Subject
Author
Institution
ISBN/ISSN
Published in...
Publisher
Open Access only
Advanced
Search history
My EconBiz
Favorites
Loans
Reservations
Fines
You are here:
Home
Search: subject:"Funds"
Narrow search
Delete all filters
| 2 applied filters
Year of publication
From:
To:
Subject
All
USA
Investment Fund
16
Investmentfonds
16
Hedge fund
15
Hedgefonds
15
Financial supervision
9
Finanzmarktaufsicht
9
United States
8
EU countries
7
EU-Staaten
7
Financial market regulation
7
Finanzmarktregulierung
7
Private Equity
7
Private equity
7
Financial crisis
5
Finanzkrise
5
Geldmarktfonds
5
Money market fund
5
Securities and Exchange Commission (SEC)
5
Alternative Investment Fund Managers Directive (AIFMD)
4
Portfolio selection
4
Portfolio-Management
4
EU financial markets law
3
EU-Kapitalmarktrecht
3
Fraud
3
Private funds
3
Welt
3
World
3
Alternative mutual funds
2
Betrug
2
Funds
2
Geldmarkt
2
Hedge funds
2
Liquidity fee
2
Money market
2
Net asset value (NAV)
2
Redemption gate
2
US Securities and Exchange Commission (SEC)
2
AIFMD
1
Alternative Investment Fund (AIF)
1
more ...
less ...
Online availability
All
Undetermined
4
Type of publication
All
Article
8
Type of publication (narrower categories)
All
Article in journal
8
Aufsatz in Zeitschrift
8
Language
All
English
8
Author
All
Bateman, Marguerite
1
Brown, Robert M.
1
Carroll, Brenden
1
Cohen, Stephen D.
1
Doan, Jenifer Q.
1
Garry, Kristen M.
1
Gelencsér, Etienne
1
House, Bryan B.
1
Johnston, Pam L.
1
Kanter, Adam D.
1
King, Naomi
1
Morgan, Nicolas
1
Muhtaseb, Majed Rajab
1
Murphy, Jack
1
O'Pray, Eileen M.
1
Pershkow, Amy Ward
1
Pugliese, Domenick
1
Schwartz, Rachael Leah
1
Smith, Aline A.
1
Tate, Jeffrey B.
1
Vargo, Kimberly
1
Virag, Matthew
1
Worcester, Courtney
1
Zaccaro, Thomas A.
1
Zwickel, Art
1
more ...
less ...
Published in...
All
The journal of investment compliance
The review of financial studies
33
Working paper / National Bureau of Economic Research, Inc.
30
The journal of alternative investments
20
Journal of financial and quantitative analysis : JFQA
18
Discussion paper / Centre for Economic Policy Research
13
Journal of financial economics
9
The journal of finance : the journal of the American Finance Association
7
Working paper / Centre for Financial Research
7
Economic review
6
The journal of financial crises
6
Finance and economics discussion series
5
NBER working paper series
5
Northwestern journal of international law & business
5
Working paper
5
Annual review of financial economics
4
Applied economics
4
Economic policy review
4
Fisher College of Business working paper series
4
IMF working papers
4
Journal / The Capco Institute : journal of financial transformation
4
Journal of risk and financial management : JRFM
4
Review / Federal Reserve Bank of St. Louis
4
Staff Report
4
Working Paper
4
Brookings papers on economic activity : BPEA
3
Discussion paper / Tinbergen Institute
3
ECB Working Paper
3
Finance research letters
3
International review of financial analysis
3
Journal of banking & finance
3
Journal of economics and finance
3
Journal of empirical finance
3
Journal of international money and finance
3
Managerial finance
3
Review of quantitative finance and accounting
3
The American economic review
3
The Cato journal : an interdisciplinary journal of public policy analysis
3
The journal of asset management
3
The journal of financial research
3
more ...
less ...
Source
All
ECONIS (ZBW)
8
Showing
1
-
8
of
8
Sort
Relevance
Date (newest first)
Date (oldest first)
1
SEC issues final rule on investment company liquidity risk management
Schwartz, Rachael Leah
;
Pugliese, Domenick
;
Bateman, …
- In:
The journal of investment compliance
18
(
2017
)
1
,
pp. 43-52
Persistent link: https://www.econbiz.de/10011662072
Saved in:
2
SEC requires hedge
funds
to prevent insider trading despite unsettled legal definition
Morgan, Nicolas
;
Zwickel, Art
;
Zaccaro, Thomas A.
; …
- In:
The journal of investment compliance
18
(
2017
)
1
,
pp. 63-64
Persistent link: https://www.econbiz.de/10011662110
Saved in:
3
US Securities and Exchange Commission settles administrative action against fund manager concerning use of fund assets to pay management company expenses
Pershkow, Amy Ward
;
Kanter, Adam D.
- In:
The journal of investment compliance
16
(
2015
)
4
,
pp. 55-58
Persistent link: https://www.econbiz.de/10011438496
Saved in:
4
National Football League faces hedge fund manager fraud: implications for professional associations and investors from the case of international management associates
Muhtaseb, Majed Rajab
- In:
The journal of investment compliance
16
(
2015
)
3
,
pp. 49-54
Persistent link: https://www.econbiz.de/10011446098
Saved in:
5
US SEC approves sweeping amendments to rules governing money market
funds
Murphy, Jack
;
Cohen, Stephen D.
;
Carroll, Brenden
; …
- In:
The journal of investment compliance
16
(
2015
)
1
,
pp. 25-39
Persistent link: https://www.econbiz.de/10011344588
Saved in:
6
SEC's enforcement action against hedge fund adviser for retaliation against a whistleblower highlights challenges employers face
House, Bryan B.
;
Johnston, Pam L.
;
Worcester, Courtney
- In:
The journal of investment compliance
15
(
2014
)
4
,
pp. 7-10
Persistent link: https://www.econbiz.de/10010461406
Saved in:
7
FATCA : implications for non-US
funds
: a general guide for determining the applicability of FACTA to non-USA
funds
Garry, Kristen M.
;
Gelencsér, Etienne
;
O'Pray, Eileen M.
; …
- In:
The journal of investment compliance
15
(
2014
)
4
,
pp. 44-52
Persistent link: https://www.econbiz.de/10010462125
Saved in:
8
CFTC overhauls customer protection requirements
Brown, Robert M.
- In:
The journal of investment compliance
15
(
2014
)
1
,
pp. 25-32
Persistent link: https://www.econbiz.de/10010366732
Saved in:
Results per page
10
25
50
100
250
A service of the
zbw
×
Loading...
//-->