Search Results - subject:"Futures Trading"

CFTC’s demanding new cooperation guidelines for companies and individuals

Peace, Breon S.; Park, Jennifer Kennedy; Bergen, Robin M.; … - In: Journal of Investment Compliance 18 (2017) 3, pp. 52-58

Purpose To explain and analyze two Enforcement Advisories that set forth the factors the US Commodity Futures Trading …

Persistent link: https://www.econbiz.de/10014893776

CFTC adopts amendments to position limit aggregation rules

Bruynes, J. P.; Daniel, Jason; Walker, Libbie - In: The journal of investment compliance 18 (2017) 2, pp. 31-35

Persistent link: https://www.econbiz.de/10011704688

CFTC's demanding new cooperation guidelines for companies and individuals

Peace, Breon S.; Park, Jennifer Kennedy; Bergen, Robin M.; … - In: The journal of investment compliance 18 (2017) 3, pp. 52-58

Persistent link: https://www.econbiz.de/10011804805

Consolidated Regulation and Supervision in the United States

Bhatia, Ashok Vir - International Monetary Fund (IMF) - 2011

This paper builds on a Technical Note produced as part of the IMFâ€™s 2010 Financial Sector Assessment Program (FSAP) review of the United States. It addresses enterprise-wide oversight of financial groups, a key tool to mitigate systemic risk. Focusing on legal arrangements, it recommends...

Persistent link: https://www.econbiz.de/10008839350

The Effects of Currency Futures Trading on Turkish Currency Market

Oduncu, Arif - In: Journal of BRSA Banking and Financial Markets 5 (2011) 1, pp. 97-109

In this article, the impact of the introduction of currency futures trading on the volatility of the underlying … introduction of futures trading has decreased the volatility of Turkish currency market. Second, the results show that futures … volatility to the arrival of news have increased after the introduction of futures trading. …

Persistent link: https://www.econbiz.de/10009275556

United Kingdom; Observance by LCH CLEARNET LIMITED of the CPSS-IOSCO Recommendations for Central Counterparties Detailed Assessment of Observance

International Monetary Fund (IMF); International … - 2011

In recent years, the IMF has released a growing number of reports and other documents covering economic and financial developments and trends in member countries. Each report, prepared by a staff team after discussions with government officials, is published at the option of the member country.

Persistent link: https://www.econbiz.de/10011242698

United States; Staff Report for the 2011 Article IV Consultation

International Monetary Fund (IMF); International … - 2011

The U.S. economy continues to recover at a modest pace, in line with international experience following severe financial crises. The key priority for fiscal policy is to stabilize the debt ratio and gradually reduce it. The fiscal framework should include an endorsement of the main medium-term...

Persistent link: https://www.econbiz.de/10011242773

People's Republic of China; Financial System Stability Assessment

International Monetary Fund (IMF); International … - 2011

This report discusses the IMF/World Bank Financial Sector Assessment Program (FSAP) exercise for China undertaken during Juneâ€“December 2010. The assessment concluded that reforms in China have progressed well in moving toward a more commercially oriented financial system. Despite success...

Persistent link: https://www.econbiz.de/10011243609

The CFTC turns to insider trading enforcement

Himes, Scott - In: Journal of Investment Compliance 17 (2016) 2, pp. 66-69

authority by the Commodity Futures Trading Commission. Design/methodology/approach Explains a recent proceeding which resulted …

Persistent link: https://www.econbiz.de/10014893678

Life on the margin: US margin rules finalized at last

Horwitz, Marc; Hall, Claire; Phipps, Bradley - In: Journal of Investment Compliance 17 (2016) 2, pp. 70-74

Purpose To discuss the US Commodity Futures Trading Commission’s (CFTC’s) final rule regarding margin for uncleared …

Persistent link: https://www.econbiz.de/10014893681