Search Results - subject:"MiFID2"

Did you mean: subject:"mifid" (434 results)

Trust-formation processes in financial advisors : a structural equation model

Cruciani, Caterina; Gardenal, Gloria; Rigoni, Ugo - In: The quarterly review of economics and finance : journal … 82 (2021), pp. 185-199

Persistent link: https://www.econbiz.de/10013258473

CSDR settlement discipline costs and how to reduce or avoid them

Meenaghan, Bill - In: Journal of securities operations & custody 12 (2020) 2, pp. 128-134

Persistent link: https://www.econbiz.de/10012249222

The new OTC derivatives landscape : (more) transparency, liquidity, and electronic trading

Zazzara, Cristiano - In: Journal of banking regulation 21 (2020) 2, pp. 170-187

Persistent link: https://www.econbiz.de/10012590451

Challenges in market-abuse monitoring : post MiFID

Nylén, Peter - In: Journal of securities operations & custody 12 (2020) 4, pp. 367-376

Persistent link: https://www.econbiz.de/10012492303

MIFID2 : the impact on non-EU fIRMS

Crown, Simon; Gatti, Steven F.; Feldman, Matthias; … - In: The journal of investment compliance 18 (2017) 3, pp. 67-71

Persistent link: https://www.econbiz.de/10011804842

MIFID2 – the impact on non-EU fIRMS

Crown, Simon; Gatti, Steven F.; Feldman, Matthias; … - In: Journal of Investment Compliance 18 (2017) 3, pp. 67-71

referred to as “MiFID2”). Design/methodology/approach The focus is on the issues that are most likely to have an impact on non …-EU firms, including buy/sell side financial institutions and private banks. Findings That the impact of MiFID2 will be felt far … to assess their interaction with EU clients, counterparties and markets to identify the likely impact of MiFID2. Relevant …

Persistent link: https://www.econbiz.de/10014893784

The evolution of EEA transaction reporting

Nowell, David; Vincent, Matthew - In: Journal of securities operations & custody 7 (2015) 4, pp. 319-328

Persistent link: https://www.econbiz.de/10011487296

Evolución reciente de la regulación en materia de productos y servicios financieros : el nuevo concepto de la "gobernanza del producto"

Uría, Francisco - In: Papeles de economía española (2014), pp. 31-42

Persistent link: https://www.econbiz.de/10010442255