Cohen, Stephen; Johnson, Megan; Brooks, Gary; Higgs, Brooke - In: Journal of Investment Compliance 18 (2017) 1, pp. 25-42
Purpose To explain the new rules, forms, and amendments to current rules and forms (Final Rule) that the Securities and Exchange Commission (SEC) has adopted to modernize the reporting of information provided by registered investment companies (funds) and to improve the quality and type of...
