Adelfio, Marco; Delligatti, Paul J.; Monfort, Jason F. - In: Journal of Investment Compliance 17 (2016) 2, pp. 39-42
its views and recommendations relating to mutual fund distribution and sub-accounting fees. Design …-related activities outside of a 12b-1 plan, lists SEC staff recommendations with respect to mutual fund distribution and sub-accounting … fees, summarizes the SEC’s guidance on board oversight of sub-accounting fees, provides indicia that a payment may be for …
