Search Results - subject:"Rules of practice"

SEC publishes final rules amending the rules of practice for administrative proceedings

McKown, Joan; Klehm, Henry, III; Gordon, Harold; … - In: The journal of investment compliance 17 (2016) 4, pp. 54-60

Persistent link: https://www.econbiz.de/10011616433

SEC publishes final rules amending the rules of practice for administrative proceedings

McKown, Joan; Klehm III, Henry; Gordon, Harold; … - In: Journal of Investment Compliance 17 (2016) 4, pp. 54-60

Purpose To explain and evaluate amendments to the rules of practice governing the US Securities and Exchange Commission … will face and to maximize the benefits conferred by these latest amendments to the rules of practice. Originality …

Persistent link: https://www.econbiz.de/10014893912