Blake, Andrew; Robinson, Robert; Rovira, Alex; Sommers, … - In: Journal of Investment Compliance 17 (2016) 3, pp. 42-48
Purpose To alert financial market participants to rules jointly proposed by the US Securities and Exchange Commission (SEC) and US Federal Deposit Insurance Corporation (FDIC) regarding orderly liquidation of certain large broker-dealers as mandated in Title II of the Dodd-Frank Wall Street...
