Search Results - subject:"Securities and Exchange Commission SEC"

Uncertain regulations, definite impacts : the impact of the US securities and exchange commission's regulatory interventions on crypto assets

Saggu, Aman; Ante, Lennart; Kopiec, Kaja - In: Finance research letters 72 (2025), pp. 1-13

Persistent link: https://www.econbiz.de/10015199568

Are there trade-offs with mandating timely disclosure of cybersecurity incidents? : evidence from state-level data breach disclosure laws

Ashraf, Musaib; Jiang, John Xuefeng; Wang, Isabel Yanyan - In: The Journal of finance and data science : JFDS 8 (2022), pp. 202-213

On March 23, 2022, the SEC proposed that firms publicly disclose their cybersecurity incidents within four days of discovery. In the U.S., state-level data breach disclosure laws require firms to disclose the occurrence of a data breach, with some mandating disclosure within a deadline while...

Persistent link: https://www.econbiz.de/10014433796

"Red" and "green" flags of risk disclosures : identifying associations between positive and negative key phrases and consecutive cumulative abnormal stock returns

Nagel, Deborah Yvonne; Fuhrmann, Stephan; Günther, Thomas - In: Journal of accounting & organizational change : JAOC 18 (2022) 1, pp. 132-152

Persistent link: https://www.econbiz.de/10012797770

A measure of firm complexity : data and code

Hoitash, Rani; Hoitash, Udi - In: The journal of information systems : JIS ; a semiannual … 36 (2022) 2, pp. 161-172

Persistent link: https://www.econbiz.de/10013412400

Reducing risk in the emerging markets: Does enhancing corporate governance work?

Sayari, Naz; Marcum, Bill - In: BRQ Business Research Quarterly 21 (2018) 2, pp. 124-139

taking, however, does not deviate considerably between cross-listed ADRs that are exposed to Securities and Exchange … Commission (SEC) mandated regulations and non-cross-listed EM firms that are not subject to the same regulatory constraints. Also …

Persistent link: https://www.econbiz.de/10012118449

Does the freedom of information act foil the securities and exchange commission's intent to keep investigations confidential?

Coleman, Braiden; Merkley, Kenneth; Miller, Brian; … - In: Management science : journal of the Institute for … 67 (2021) 6, pp. 3419-3428

Persistent link: https://www.econbiz.de/10012606911

The flash crash : a review

Akansu, Ali N. - In: Journal of capital markets studies 1 (2017) 1, pp. 89-100

Purpose - The purpose of this paper is to present an overview of the flash crash, and explain why and how it happened. Design/methodology/approach - The author summarizes several studies suggesting various perspectives on the flash crash and its causes. Furthermore, the author highlights...

Persistent link: https://www.econbiz.de/10012063522

The flash crash: A review

Akansu, Ali N. - In: Journal of Capital Markets Studies (JCMS) 1 (2017) 1, pp. 89-100

Persistent link: https://www.econbiz.de/10015327867

Public companies' cybersecurity risk disclosures

Gao, Lei; Calderon, Thomas G.; Tang, Fengchun - In: International journal of accounting information systems 38 (2020), pp. 1-22

Persistent link: https://www.econbiz.de/10012301999

SEC approves Nasdaq rule change to permit direct listings without an IPO

Banks, Helene R.; Bondi, Bradley J.; Gilman, Charles A.; … - In: Journal of Investment Compliance 20 (2019) 3, pp. 25-27

Purpose To explain the rule changes in Nasdaq’s new Listing Rule IM-5315-1, approved by the US Securities and Exchange … Commission (SEC) on February 15, 2019, that permit direct listings on Nasdaq without an initial public offering, similar to the …

Persistent link: https://www.econbiz.de/10014893757