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  • Search: subject:"regulatory processes"
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Year of publication
Subject
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regulatory processes 11 legislation 8 regulation 8 regulations 8 regulatory framework 8 Securities regulations 7 enforcement powers 7 international standards 7 professional standards 7 regulatory actions 7 regulatory authority 7 regulatory system 7 rules 7 Financial Sector Assessment Program 6 Reports on the Observance of Standards and Codes 6 compliance program 6 international organization 6 legal framework 6 regulatory requirements 6 foreign regulators 5 public information 5 regulatory functions 5 regulatory regime 5 Securities markets 4 consultation process 4 legal authority 4 public interest 4 regulatory activities 4 regulatory authorities 4 regulatory objectives 4 regulatory powers 4 regulatory scheme 4 Securities legislation 3 board members 3 business regulation 3 code of conduct 3 enforcement activities 3 enforcement program 3 enforcement programs 3 inspection programs 3
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Online availability
All
Free 10 Undetermined 3
Type of publication
All
Book / Working Paper 11 Article 3
Type of publication (narrower categories)
All
Article in journal 1 Aufsatz in Zeitschrift 1
Language
All
Undetermined 11 English 3
Author
All
Commission, Productivity 2 Fomin, Vladislav 1 Goedl, Patricia A. 1 Grzegorczyk, Marco 1 Haefliger, Stefan 1 Husmeier, Dirk 1 Lyytinen, Kalle 1 Rahnenführer, Jörg 1 Yun, Mansik 1 de Vaujany, François-Xavier 1
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Institution
All
International Monetary Fund 8 International Monetary Fund (IMF) 8 Productivity Commission, Government of Australia 2 Université Paris-Dauphine (Paris IX) 1
Published in...
All
IMF Staff Country Reports 8 Research Reports / Productivity Commission, Government of Australia 2 Computational Statistics 1 Economics Papers from University Paris Dauphine 1 International Journal of Critical Accounting 1 Leadership & organization development journal 1
Source
All
RePEc 13 ECONIS (ZBW) 1
Showing 1 - 10 of 14
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Instrumental leadership and creativity : cognitive mechanisms via problem-solving rumination and knowledge sharing with coworkers
Yun, Mansik - In: Leadership & organization development journal 44 (2023) 4, pp. 543-563
Persistent link: https://www.econbiz.de/10014311847
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Saudi Arabia; Financial Sector Assessment Program Update—Detailed Assessment of Observance of the IOSCO Objectives and Principles of Securities Regulation
International Monetary Fund (IMF); International … - 2013
This paper discusses Saudi Arabia’s Detailed Assessment of the Observance of the International Organization of Securities Commissions (IOSCO) objectives and principles of securities regulation. The Capital Market Authority (CMA) has made significant progress in establishing its...
Persistent link: https://www.econbiz.de/10011243957
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Colombia; Financial System Stability Assessment
International Monetary Fund (IMF); International … - 2013
In this paper, the structure of Colombia’s financial sector is analyzed and various risks of the financial sector are studied. Supervision of the financial system can be performed by supervisory architecture, banking supervision, various securities, and insurance policies. Systemic...
Persistent link: https://www.econbiz.de/10011244169
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Malaysia; Publication of Financial Sector Assessment Program Documentation—Detailed Assessment of Implementation of IOSCO Objectives and Principles of Securities Regulation
International Monetary Fund (IMF); International … - 2013
The article is an account of the assessment of implementation of IOSCO principles of securities and regulations in Malaysia. This assessment was conducted by the International Monetary fund (IMF) and the World Bank. The Securities Commission Malaysia has developed its supervisory network. The...
Persistent link: https://www.econbiz.de/10011244856
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Malaysia; Report on the Observance of Standards and Codes
International Monetary Fund (IMF); International … - 2013
This report is an assessment of the state of compliance with the Basel Core Principles (BCPs) in Malaysia. Bank Negara Malaysia (BNM) employs a well-developed risk-focused regulatory and supervisory system, consisting of a hands-on and comprehensive program of onsite supervision and extensive...
Persistent link: https://www.econbiz.de/10011244955
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Indonesia; Implementation of the IOSCO Objectives and Principles of Securities Regulation
International Monetary Fund (IMF); International … - 2012
This paper discusses implementation of the International Organization of Securities Commissions (IOSCO) objectives and principles of securities regulation in Indonesia. The Capital Markets and Financial Institutions Supervisory Agency (BAPEPAM-LK) has taken impressive steps to increase the...
Persistent link: https://www.econbiz.de/10011242499
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Argentina; Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation
International Monetary Fund (IMF); International … - 2012
This assessment finds that Argentina has made significant progress to improve its securities regulatory system within the existing legal framework. This assessment finds areas that need to be improved. The reinforcement of supervision powers in accordance to international standards represents an...
Persistent link: https://www.econbiz.de/10011242758
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Australia; IOSCO Objectives and Principles of Securities Regulation—Detailed Assessment of Implementation
International Monetary Fund (IMF); International … - 2012
The Australian legal and regulatory framework for securities markets exhibits a high level of compliance with the International Organization of Securities Commissions (IOSCO) Principles. A few remaining concerns need to be resolved, including some identified in the 2006 assessment. Australian...
Persistent link: https://www.econbiz.de/10011243682
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Japan: IOSCO Objectives and Principles of Securities Regulation; Detailed Assessment of Implementation
International Monetary Fund (IMF); International … - 2012
This report analyzes the functioning of the legal and regulatory framework for the securities market in Japan. The Financial Services Agency (FSA) enjoyed specific powers with respect to the various security laws and regulations laid down by the International Organization of Securities...
Persistent link: https://www.econbiz.de/10011245706
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Rules and IT-based practices: A sociomaterial analysis
de Vaujany, François-Xavier; Fomin, Vladislav; … - Université Paris-Dauphine (Paris IX) - 2014
preventing behaviors —either to the benefit or detriment of the organization. Yet regulatory processes that create, maintain, and … control. We define IT-based regulation as the regulatory processes that create, combine, and embed rules within IT artifacts …-IT related practices); the source (exogenous or endogenous to the practice); and the dynamics and their impact on regulatory …
Persistent link: https://www.econbiz.de/10011073681
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