Search Results - subject:"regulatory sanctions"

Do sanctions imposed on peers have a deterrence effect on related-party transactions of observing firms? : evidence from Chinese listed firms

Zhou, Jian; Yu, Jianglong; Lei, Xiaodong - In: Economic modelling 141 (2024), pp. 1-16

Persistent link: https://www.econbiz.de/10015191461

The CFTC turns to insider trading enforcement

Himes, Scott - In: The journal of investment compliance 17 (2016) 2, pp. 66-69

Persistent link: https://www.econbiz.de/10011523907

Regulatory sanctions on independent directors and their consequences to the director labor market : evidence from China

Firth, Michael Anthony; Wong, Sonia M. L.; Xin, Qingquan; … - In: Journal of business ethics : JOBE 134 (2016) 4, pp. 693-708

Persistent link: https://www.econbiz.de/10011485803

The CFTC turns to insider trading enforcement

Himes, Scott - In: Journal of Investment Compliance 17 (2016) 2, pp. 66-69

Purpose To alert participants in the commodities markets to an important development in the exercise of enforcement authority by the Commodity Futures Trading Commission. Design/methodology/approach Explains a recent proceeding which resulted in the CFTC’s first-ever application of a...

Persistent link: https://www.econbiz.de/10014893678

Auditors’ role in China : the joint effects of Guanxi and regulatory sanctions on earnings management

Du, Ning; Ronen, Joshua; Ye, Jianfang - In: Journal of accounting, auditing & finance 30 (2015) 4, pp. 461-483

Persistent link: https://www.econbiz.de/10011382650

Auditors' reporting conservatism after regulatory sanctions : evidence from China

Firth, Michael Anthony; Mo, Phyllis Lai Lan; Wong, … - In: Journal of international accounting research 13 (2014) 2, pp. 1-24

Persistent link: https://www.econbiz.de/10010474769