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Financial Sector Assessment Program 2 Reports on the Observance of Standards and Codes 2 Securities regulations 2 legislation 2 regulation 2 regulations 2 regulatory actions 2 regulatory activities 2 regulatory authority 2 regulatory framework 2 regulatory functions 2 regulatory processes 2 regulatory regime 2 regulatory requirements 2 regulatory system 2 regulatory violations 2 Saudi Arabia 1 Securities legislation 1 Securities markets 1 audit function 1 board members 1 compliance program 1 comptroller general 1 constitutional law 1 cooperative arrangements 1 corrective actions 1 enforcement activities 1 enforcement powers 1 executive orders 1 foreign regulators 1 inspection programs 1 internal audit 1 international organization 1 international standards 1 investigation powers 1 legal authority 1 legal framework 1 legal opinion 1 legislative proposal 1 mandatory disclosure 1
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Free 2
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Book / Working Paper 2
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Undetermined 2
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International Monetary Fund 2 International Monetary Fund (IMF) 2
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IMF Staff Country Reports 2
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RePEc 2
Showing 1 - 2 of 2
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Saudi Arabia; Financial Sector Assessment Program Update—Detailed Assessment of Observance of the IOSCO Objectives and Principles of Securities Regulation
International Monetary Fund (IMF); International … - 2013
This paper discusses Saudi Arabia’s Detailed Assessment of the Observance of the International Organization of Securities Commissions (IOSCO) objectives and principles of securities regulation. The Capital Market Authority (CMA) has made significant progress in establishing its...
Persistent link: https://www.econbiz.de/10011243957
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Argentina; Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation
International Monetary Fund (IMF); International … - 2012
This assessment finds that Argentina has made significant progress to improve its securities regulatory system within the existing legal framework. This assessment finds areas that need to be improved. The reinforcement of supervision powers in accordance to international standards represents an...
Persistent link: https://www.econbiz.de/10011242758
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