Search Results - subject:"risk based approach"

Capital adequacy of commercial banks in Bulgaria : impact strategies

Andasarova, Radka - In: Management : journal of contemporary management issues 23 (2018) 2, pp. 175-188

Persistent link: https://www.econbiz.de/10012146999

ПОСТРОЕНИЕ ЭФФЕКТИВНОЙ СИСТЕМЫ ВНУТРЕННЕГО КОНТРОЛЯ КОРПОРАЦИИ НА ОСНОВЕ РИСК-ОРИЕНТИРОВАННОГО ПОДХОДА

ДЕЙНЕГА В.Н. - In: TERRA ECONOMICUS 10 (2012) 3, pp. 62-64

Данная статья посвящена проблеме повышения эффективности внутреннего контроля корпорации и построению системы контроля на основе риск-ориентированного подхода.

Persistent link: https://www.econbiz.de/10011218171

Fortifying a risk-based approach in the South African AML/CFT process

Henning, Johan; Hauman, Mignon - In: Journal of Financial Crime 24 (2017) 4, pp. 520-528

which intends to give effect to the implementation of the envisioned risk-based approach in anti-money laundering … execution of the risk-based approach when establishing a business relationship, during the course of administrating the business …-terrorist financing practitioners of the risk-based approach South African accountable institutions will be obliged to implement in their …

Persistent link: https://www.econbiz.de/10014866042

Emergence of Fintech and cybersecurity in a global financial centre : Strategic approach by a regulator

Ng, Artie W.; Kwok, Benny K.B. - In: Journal of Financial Regulation and Compliance 25 (2017) 4, pp. 422-434

Purpose This paper aims to explore how the regulator of a global financial centre (GFC) under an international trend of adopting emerging technologies for financial services (Fintech) articulates such opportunities and risks strategically. Design/methodology/approach With a literature review on...

Persistent link: https://www.econbiz.de/10014870621

The use of anti-money laundering tools to regulate Ponzi and other fraudulent investment schemes

Mugarura, Norman - In: Journal of Money Laundering Control 20 (2017) 3, pp. 231-246

such as a “risk based approach” and “Know Your Customer” to protect victims of fraudulent investment schemes. Design …

Persistent link: https://www.econbiz.de/10014886578

Financial monitoring of the port industry companies on the basis of risk-oriented approach

Oneshko, Svitlana; Ilchenko, Svitlana - In: Investment management and financial innovations 14 (2017) 1, pp. 191-199

Persistent link: https://www.econbiz.de/10011816715

Emergence of Fintech and cybersecurity in a global financial centre : strategic approach by a regulator

Ng, Artie W.; Kwok, Benny K. B. - In: Journal of financial regulation and compliance : an … 25 (2017) 4, pp. 422-434

Persistent link: https://www.econbiz.de/10011799180

Internal audit approach in banks

Stanciu, Victoria - In: Analele Stiintifice ale Universitatii "Alexandru Ioan … 55 (2008) November, pp. 137-142

Romanian banking system has known in the last years significant changes determined by the implementation of Basel II requirements and governance principles on one hand and assimilation of the EU Directives for the banking sector on the other hand. The function of internal audit is new in the...

Persistent link: https://www.econbiz.de/10005626504

The FATF’s customer identification framework: fit for purpose?

de Koker, Louis - In: Journal of Money Laundering Control 17 (2014) 3, pp. 281-295

Purpose – This paper aims to investigate the purpose, reach and effectiveness of the customer identification framework of the Financial Action Task Force (FATF). Design/methodology/approach – The article draws on relevant research and documents of the FATF, the Basel Committee on Banking...

Persistent link: https://www.econbiz.de/10014886565

Customer due diligence (CDD) mandate and the propensity of its application as a global AML paradigm

Mugarura, Norman - In: Journal of Money Laundering Control 17 (2014) 1, pp. 76-95

Purpose – It has become customary for states or regulatory domains to come together and evolve normative regimes to deal with overlapping exigencies such as money laundering. Over the past two decades, there has been a proliferation of global AML laws designed to foster international...

Persistent link: https://www.econbiz.de/10014886859