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  • Search: subject:"securities and exchange commission"
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Year of publication
Subject
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Securities and Exchange Commission 18 Federal Reserve Bank of New York 6 Financial crises 6 Finanzmarktaufsicht 6 Financial supervision 5 USA 5 Bank liquidity 4 United States 4 Broker voting 3 Regulation 3 Securities and Exchange Commission (SEC) 3 Algorithmic trading 2 Annual Reports 2 Asset-backed financing 2 Bank capital 2 Bank failures 2 Bank mergers 2 Banking 2 Bankruptcy 2 Board of Directors 2 Business failures 2 Clearinghouses (Banking) 2 Commercial Banks 2 Commercial paper 2 Corporate governance 2 Disclosure of information 2 Electronic trading 2 Executives 2 Federal Reserve Act 2 Federal Reserve System 2 Federal Reserve System - Independence 2 Financial Regulatory Reform (Dodd-Frank Act) 2 Financial Reporting 2 Financial market regulation 2 Financial market regulatory reform 2 Finanzmarktregulierung 2 High-frequency trading (HFT) 2 Insurance industry 2 Intermediation (Finance) 2 LOB imbalance 2
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Online availability
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Free 31 CC license 1
Type of publication
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Article 18 Book / Working Paper 13
Type of publication (narrower categories)
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Article in journal 4 Aufsatz in Zeitschrift 4 Working Paper 4 Arbeitspapier 3 Graue Literatur 3 Non-commercial literature 3 Article 2
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Language
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Undetermined 17 English 13 Czech 1
Author
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Thomas C. Baxter, Jr. 4 Akyol, Ali 3 Raff, Konrad 3 Verwijmeren, Patrick 3 Akansu, Ali N. 2 Blume, Lawrence E. 2 Dudley, William C. 2 Durlauf, Steven N. 2 Lohse, Tim 2 Thomann, Christian 2 Valdivia, Victor 2 Ahn, Jae Hwan 1 Ashraf, Musaib 1 Diaz-Rainey, Ivan 1 Ennis, Huberto M. 1 Goldstein, Itay 1 Gunther, Jeffery W. 1 Hirtle, Beverly 1 Hu, Jie 1 Jensen, Michael C. 1 Jiang, John Xuefeng 1 Lacker, Jeffrey Malcolm 1 Marcum, Bill 1 McCarten, Matthew 1 Moazzem, Khondaker Golam 1 Moore, Robert R. 1 Müllerová, Libuše 1 Noe, Thomas H. 1 Pascalau, Razvan 1 Pasko, Oleh 1 Rahman, Md. Tariqur 1 Roberts, Helen 1 Sayari, Naz 1 Shapiro, Joel 1 Stern, Gary H. 1 Tan, Eric K. M. 1 Wang, Isabel Yanyan 1 Weinberg, John A. 1 White, Lawrence J. 1 Yang, Shijie 1
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Institution
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Federal Reserve Bank of New York 4 Palgrave Macmillan 2 Centre for Policy Dialogue (CPD) 1 Centre of Excellence for Science and Innovation Studies, Kungliga Tekniska Högskolan (KTH) 1 Max-Planck-Institut für Steuerrecht und öffentliche Finanzen, Max-Planck-Gesellschaft 1 Networks Financial Institute, Scott College of Business 1 Tinbergen Instituut 1
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Published in...
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Speech / Federal Reserve Bank of New York 6 Economics Bulletin 2 Journal of business finance & accounting : JBFA 2 The New Palgrave Dictionary of Economics 2 Accounting and Finance 1 Acta Oeconomica Pragensia 1 BRQ Business Research Quarterly 1 CPD Working Paper 1 Discussion paper / Tinbergen Institute 1 Economic Review 1 Economic and Financial Policy Review 1 Journal of Capital Markets Studies (JCMS) 1 Journal of capital markets studies 1 NFI Policy Briefs 1 Staff Reports / Federal Reserve Bank of New York 1 The Journal of finance and data science : JFDS 1 The Region 1 Tinbergen Institute Discussion Paper 1 Tinbergen Institute Discussion Papers 1 Working Paper Series in Economics and Institutions of Innovation 1 Working Papers / Max-Planck-Institut für Steuerrecht und öffentliche Finanzen, Max-Planck-Gesellschaft 1 Working paper / National Bureau of Economic Research, Inc. 1 Working paper series / Federal Reserve Bank of Richmond 1
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Source
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RePEc 21 ECONIS (ZBW) 7 EconStor 3
Showing 1 - 10 of 31
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The real effects of modern information technologies
Goldstein, Itay; Yang, Shijie; Zuo, Luo - 2020
Persistent link: https://www.econbiz.de/10012262844
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The elimination of broker voting in director elections
Akyol, Ali; Raff, Konrad; Verwijmeren, Patrick - 2012
Persistent link: https://www.econbiz.de/10009722974
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The road not taken : a comparison of accounting and auditing enforcement releases and securities class actions
Ahn, Jae Hwan - In: Journal of business finance & accounting : JBFA 49 (2022) 9/10, pp. 1489-1529
Persistent link: https://www.econbiz.de/10013468696
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Political connections, tacit power and corporate misconduct
McCarten, Matthew; Diaz-Rainey, Ivan; Roberts, Helen; … - In: Journal of business finance & accounting : JBFA 49 (2022) 9/10, pp. 1530-1552
Persistent link: https://www.econbiz.de/10013468698
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Money market fund reform: dealing with the fundamental problem
Ennis, Huberto M.; Lacker, Jeffrey Malcolm; Weinberg, … - 2022 - [Revised September 2022]
Persistent link: https://www.econbiz.de/10013268235
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Are there trade-offs with mandating timely disclosure of cybersecurity incidents? : evidence from state-level data breach disclosure laws
Ashraf, Musaib; Jiang, John Xuefeng; Wang, Isabel Yanyan - In: The Journal of finance and data science : JFDS 8 (2022), pp. 202-213
On March 23, 2022, the SEC proposed that firms publicly disclose their cybersecurity incidents within four days of discovery. In the U.S., state-level data breach disclosure laws require firms to disclose the occurrence of a data breach, with some mandating disclosure within a deadline while...
Persistent link: https://www.econbiz.de/10014433796
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Reducing risk in the emerging markets: Does enhancing corporate governance work?
Sayari, Naz; Marcum, Bill - In: BRQ Business Research Quarterly 21 (2018) 2, pp. 124-139
taking, however, does not deviate considerably between cross-listed ADRs that are exposed to Securities and Exchange … Commission (SEC) mandated regulations and non-cross-listed EM firms that are not subject to the same regulatory constraints. Also …
Persistent link: https://www.econbiz.de/10012118449
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The flash crash: A review
Akansu, Ali N. - In: Journal of Capital Markets Studies (JCMS) 1 (2017) 1, pp. 89-100
Purpose - The purpose of this paper is to present an overview of the flash crash, and explain why and how it happened. Design/methodology/approach - The author summarizes several studies suggesting various perspectives on the flash crash and its causes. Furthermore, the author highlights...
Persistent link: https://www.econbiz.de/10015327867
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The flash crash : a review
Akansu, Ali N. - In: Journal of capital markets studies 1 (2017) 1, pp. 89-100
Purpose - The purpose of this paper is to present an overview of the flash crash, and explain why and how it happened. Design/methodology/approach - The author summarizes several studies suggesting various perspectives on the flash crash and its causes. Furthermore, the author highlights...
Persistent link: https://www.econbiz.de/10012063522
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Public Enforcement of Securities Market Rules: Resource-based evidence from the Securities Exchange Commission
Lohse, Tim; Pascalau, Razvan; Thomann, Christian - Centre of Excellence for Science and Innovation … - 2014
We empirically investigate whether increases in the U.S. Securities and Exchange Commission’s (SEC) budget have an …
Persistent link: https://www.econbiz.de/10010818722
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