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type_genre:"Article in journal"
~type_genre:"Aufsatz im Buch"
~isPartOf:"Journal of securities operations & custody"
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Journal of securities operations & custody
The journal of investment compliance
132
Journal of financial stability
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International journal of central banking : IJCB
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ECONIS (ZBW)
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What a year: MiFID II/MiFIR, EMIR RTS, SFTR and SEC SBSR
Altman, Lloyd
- In:
Journal of securities operations & custody
9
(
2017
)
4
,
pp. 298-301
Persistent link: https://www.econbiz.de/10011796647
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2
US Securities and Exchange Commission suggests greater actions may be required under its custody rule
Felsenthal, Steven M.
;
Loffreno, Frank
- In:
Journal of securities operations & custody
9
(
2017
)
4
,
pp. 341-346
Persistent link: https://www.econbiz.de/10011796673
Saved in:
3
Navigating the US securities and exchange commission's evolving expectations for cybersecurity preparedness
Martinez, Vincente L.
;
Koeppel, Erin Ardale
;
Amorosi, Mark
- In:
Journal of securities operations & custody
9
(
2016/2017
)
1
,
pp. 6-17
Persistent link: https://www.econbiz.de/10011841021
Saved in:
4
The EU's new regulatory framework : the auditor’s perspective
Dennett, Simon
- In:
Journal of securities operations & custody
9
(
2017
)
3
,
pp. 259-268
Persistent link: https://www.econbiz.de/10011845150
Saved in:
5
Managing cross-regulatory data challenges in practice
Johnson, Christopher
- In:
Journal of securities operations & custody
7
(
2015
)
4
,
pp. 284-295
Persistent link: https://www.econbiz.de/10011487250
Saved in:
6
Corporate governance for financial market infrastructures
Giraldo, Ana
- In:
Journal of securities operations & custody
7
(
2014/2015
)
2
,
pp. 144-154
Persistent link: https://www.econbiz.de/10011486578
Saved in:
7
ESMA guidelines for securities lending : "gaming" the regulator? : comment
Miller, Alan
- In:
Journal of securities operations & custody
6
(
2013
)
1
,
pp. 6-9
Persistent link: https://www.econbiz.de/10010202483
Saved in:
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