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Journal of securities operations & custody
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1
Navigating the custody rule : a guide for investment advisers
Nelson, William
;
Ecker, Bradley
- In:
Journal of securities operations & custody
13
(
2021
)
3
,
pp. 243-252
Persistent link: https://www.econbiz.de/10012654230
Saved in:
2
Transforming uncertainty into opportunity : coexistence of ISO 15022 and 20022 messaging standards
Retzer, Daniel E.
- In:
Journal of securities operations & custody
5
(
2012/13
)
3
,
pp. 232-236
Persistent link: https://www.econbiz.de/10009729017
Saved in:
3
Back office outsourcing in Asia : bridging the customer divide
Nelson, Barnaby
- In:
Journal of securities operations & custody
5
(
2012/13
)
3
,
pp. 212-217
Persistent link: https://www.econbiz.de/10009729026
Saved in:
4
Counterparty risk management for today and the future
Tsai, Brian J.
;
Magidson, Matthew A.
- In:
Journal of securities operations & custody
5
(
2012/13
)
3
,
pp. 203-211
Persistent link: https://www.econbiz.de/10009729028
Saved in:
5
Corporate actions on Russian securities : market practice, legislation and proposed changes to the legislation
Kashkin, Anton
- In:
Journal of securities operations & custody
5
(
2012/13
)
3
,
pp. 276-291
Persistent link: https://www.econbiz.de/10009729428
Saved in:
6
Investigating the role of the sub-custodian in risk mitigation
Schnaitt, Günter
- In:
Journal of securities operations & custody
4
(
2011/12
)
4
,
pp. 369-374
Persistent link: https://www.econbiz.de/10009571233
Saved in:
7
OTC derivatives : how OTC will they be? ; a buy-side view
Grosse-Nobis, Kerstin
- In:
Journal of securities operations & custody
4
(
2011/12
)
4
,
pp. 287-294
Persistent link: https://www.econbiz.de/10009571249
Saved in:
8
Internal and external approaches to controlling rogue behaviour
Singer, Daniel
;
Dewally, Michaël
- In:
Journal of securities operations & custody
5
(
2012/13
)
2
,
pp. 171-185
Persistent link: https://www.econbiz.de/10009692823
Saved in:
9
Hidden risks of disruptive change due to regulatory evolution or shifts in servicing conventions : the global custodian liability example
Stähli, Urs
- In:
Journal of securities operations & custody
5
(
2012/13
)
2
,
pp. 134-144
Persistent link: https://www.econbiz.de/10009692836
Saved in:
10
Smart partnering : the next evolution in the post-trade space
Brown, Philip
- In:
Journal of securities operations & custody
5
(
2012/13
)
2
,
pp. 98-109
Persistent link: https://www.econbiz.de/10009692845
Saved in:
11
Cross-border fund distribution operations : making investment funds easily accessible to global investors - a wake up call
Chaker, Sebastien
- In:
Journal of securities operations & custody
4
(
2011/12
)
1
,
pp. 31-38
Persistent link: https://www.econbiz.de/10009245177
Saved in:
12
Evolution of the Romanian post-trade environment : embracing the new European post-trade realities
Tanasoiu, Adriana
- In:
Journal of securities operations & custody
4
(
2011/12
)
3
,
pp. 265-274
Persistent link: https://www.econbiz.de/10009491271
Saved in:
13
Cost-basis reporting : the impact on investment advisers
Gowan, Jeff
;
Adolphson, Aaron
- In:
Journal of securities operations & custody
4
(
2011/12
)
3
,
pp. 246-252
Persistent link: https://www.econbiz.de/10009491274
Saved in:
14
How will Target 2 Securities affect the European securities landscape?
Turrell, Richard
- In:
Journal of securities operations & custody
4
(
2011/12
)
3
,
pp. 207-217
Persistent link: https://www.econbiz.de/10009491379
Saved in:
15
Hidden operational drivers for increased fund expense ratios uncovered : reducing the impact of increased order fragmentation on clearing and custody
Kurland, Scott
- In:
Journal of securities operations & custody
4
(
2011/12
)
2
,
pp. 172-180
Persistent link: https://www.econbiz.de/10009349002
Saved in:
16
What is the true role and value of custody within correspondent banking? Richard Fodder
Fodder, Richard
- In:
Journal of securities operations & custody
4
(
2011/12
)
2
,
pp. 148-156
Persistent link: https://www.econbiz.de/10009349008
Saved in:
17
Building a new financial order : how will the financial markets industry make money in the future?
Duncan, Suzanne L.
;
Ramamurthy, Shanker
- In:
Journal of securities operations & custody
2
(
2009
)
4
,
pp. 280-293
Persistent link: https://www.econbiz.de/10003969808
Saved in:
18
Optimising the cost equation in securities clearing, settlement and custody
Rathnam, Venkatesh
- In:
Journal of securities operations & custody
3
(
2010/11
)
2
,
pp. 95-102
Persistent link: https://www.econbiz.de/10008737758
Saved in:
19
The road to risk-based supervision : lessons from Chile
Balcom, Jeanne
;
Pargaonker, Nileema
- In:
Journal of securities operations & custody
3
(
2010/11
)
3
,
pp. 228-240
Persistent link: https://www.econbiz.de/10008779225
Saved in:
20
Custodial operations in Malta : current opportunities
Ganado, Max
- In:
Journal of securities operations & custody
3
(
2010/11
)
3
,
pp. 218-225
Persistent link: https://www.econbiz.de/10008779229
Saved in:
21
The impact of target 2 securities on sub-custodians
Palvalin, Janne
- In:
Journal of securities operations & custody
3
(
2010/11
)
3
,
pp. 210-217
Persistent link: https://www.econbiz.de/10008779233
Saved in:
22
The great risk vs. compensation debate
Rand, Andrew I.
- In:
Journal of securities operations & custody
3
(
2010/11
)
3
,
pp. 202-209
Persistent link: https://www.econbiz.de/10008779234
Saved in:
23
Adding value to your organisation through operational risk management
Breden, David
- In:
Journal of securities operations & custody
2
(
2009
)
2
,
pp. 120-127
Persistent link: https://www.econbiz.de/10003898002
Saved in:
24
Responding strategically to industry consolidation
Axén, Robert Mattsson
- In:
Journal of securities operations & custody
2
(
2009
)
3
,
pp. 195-201
Persistent link: https://www.econbiz.de/10003922476
Saved in:
25
The future of the Nordic custody industry
Fors, Göran
;
Norén, Ulf
- In:
Journal of securities operations & custody
2
(
2009
)
3
,
pp. 250-259
Persistent link: https://www.econbiz.de/10003922502
Saved in:
26
The new trading environment post-MiFID: one year later
Meijer, Carlo R. W. de
- In:
Journal of securities operations & custody
2
(
2009
)
1
,
pp. 7-23
Persistent link: https://www.econbiz.de/10003829008
Saved in:
27
Complying with higher corporate action standards: the importance of booking the US taxation of corporate actions correctly, given the new cost-basis reporting law
Conlon, Stevie D.
- In:
Journal of securities operations & custody
2
(
2009
)
1
,
pp. 75-85
Persistent link: https://www.econbiz.de/10003829041
Saved in:
28
Legal issues in China's QDII regime: opportunities and challenges
Walker, James
;
Shipman, Mark
;
Tiecheng, Yang
;
Nan, Zhang
- In:
Journal of securities operations & custody
2
(
2009
)
1
,
pp. 86-98
Persistent link: https://www.econbiz.de/10003829063
Saved in:
29
Managing operational risk in a changing environment
Iraci, Joseph A.
;
Baas, Bryan T.
- In:
Journal of securities operations & custody
1
(
2007/08
)
4
,
pp. 328-334
Persistent link: https://www.econbiz.de/10003781827
Saved in:
30
Are your securities operations sufficiently resilient? : a business continuity briefing
Harvey, Alton
- In:
Journal of securities operations & custody
1
(
2007/08
)
4
,
pp. 335-350
Persistent link: https://www.econbiz.de/10003781831
Saved in:
31
Operational risk management and control : managing data as a key enterprise asset
Manz, Steve
;
Gesher, Nolan
- In:
Journal of securities operations & custody
1
(
2007/08
)
4
,
pp. 351-358
Persistent link: https://www.econbiz.de/10003781832
Saved in:
32
Global sourcing by fund managers : the road ahead and how to manage it
Cuff, Martyn
- In:
Journal of securities operations & custody
1
(
2007/08
)
4
,
pp. 359-372
Persistent link: https://www.econbiz.de/10003781834
Saved in:
33
Effective reconciliation of trading : managing and mitigating operational risk
Day, Colin
- In:
Journal of securities operations & custody
1
(
2007/08
)
4
,
pp. 373-381
Persistent link: https://www.econbiz.de/10003781840
Saved in:
34
Redemption payments : proposed rules for US withholding tax under § 302
Ryndak, Richard
;
Ouderkirk, Michael
;
Mosier, Jonathan
- In:
Journal of securities operations & custody
1
(
2007/08
)
4
,
pp. 390-399
Persistent link: https://www.econbiz.de/10003781844
Saved in:
35
OTC derivatives processing: challenges and opportunities facing asset servicers
Graham, Cherie A.
- In:
Journal of securities operations & custody
1
(
2007/08
)
2
,
pp. 119-130
Persistent link: https://www.econbiz.de/10003688114
Saved in:
36
Operational risk red flags: lessons learned from ten hedge fund blow-ups
Cagan, Penny
- In:
Journal of securities operations & custody
1
(
2007/08
)
2
,
pp. 131-152
Persistent link: https://www.econbiz.de/10003688115
Saved in:
37
Developing an optimal custodian relationship management strategy
Brown, Philip J.
- In:
Journal of securities operations & custody
1
(
2007/08
)
2
,
pp. 153-161
Persistent link: https://www.econbiz.de/10003688118
Saved in:
38
Straight-through processing: current trends driving investment and how to deploy a strategic plan without disrupting business operations
Pedersen, Kaj
- In:
Journal of securities operations & custody
1
(
2007/08
)
2
,
pp. 162-169
Persistent link: https://www.econbiz.de/10003688119
Saved in:
39
Settlement fails: a buy-side and sell-side perspective on how to minimise them
Marzullo, Christopher
;
Kelly, Peter W.
;
Lipinski, Frederick
- In:
Journal of securities operations & custody
1
(
2007/08
)
2
,
pp. 170-183
Persistent link: https://www.econbiz.de/10003688123
Saved in:
40
Will financial market data be sufficiently consolidated and of high enough quality under MiFID?
Lannoo, Karel
- In:
Journal of securities operations & custody
1
(
2007/08
)
2
,
pp. 184-194
Persistent link: https://www.econbiz.de/10003688126
Saved in:
41
Credit derivatives processing: a buy-side perspective on how to cope with rapidly increasing volumes
Wallin, James P.
- In:
Journal of securities operations & custody
1
(
2007/08
)
1
,
pp. 7-20
Persistent link: https://www.econbiz.de/10003687993
Saved in:
42
Operational due diligence considerations for multi-jurisdictional hedge fund analysis
Scharfman, Jason A.
- In:
Journal of securities operations & custody
1
(
2007/08
)
1
,
pp. 33-40
Persistent link: https://www.econbiz.de/10003687995
Saved in:
43
An implementation roadmap for overcoming Giovannini Barriers
Muir, Andrew
- In:
Journal of securities operations & custody
1
(
2007/08
)
1
,
pp. 53-63
Persistent link: https://www.econbiz.de/10003688023
Saved in:
44
The state of operational risk management: an industry fighting itself?
Robinson, Richard
- In:
Journal of securities operations & custody
1
(
2007/08
)
1
,
pp. 64-77
Persistent link: https://www.econbiz.de/10003688034
Saved in:
45
A case study in automating and offshoring the reconciliation process
Coker, John
;
Petryszyn, John
- In:
Journal of securities operations & custody
1
(
2007/08
)
1
,
pp. 78-86
Persistent link: https://www.econbiz.de/10003688042
Saved in:
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