//--> //--> //-->
Toggle navigation
Logout
Change account settings
EN
DE
ES
FR
A-Z
Beta
About EconBiz
News
Thesaurus (STW)
Research Skills
Help
EN
DE
ES
FR
My account
Logout
Change account settings
Login
Publications
Events
Your search terms
Search
Retain my current filters
~isPartOf:"Discussion paper series / Reserve Bank of New Zealand"
~isPartOf:"The journal of investment compliance"
~person:"Tuttle, Jonathan R."
Search options
All Fields
Title
Exact title
Subject
Author
Institution
ISBN/ISSN
Published in...
Publisher
Open Access only
Advanced
Search history
My EconBiz
Favorites
Loans
Reservations
Fines
You are here:
Home
Search: subject_exact:"Financial market supervision"
Narrow search
Delete all filters
| 3 applied filters
Year of publication
From:
To:
Subject
All
Corporate disclosure
2
Financial supervision
2
Finanzmarktaufsicht
2
Unternehmenspublizität
2
Anlageverhalten
1
Behavioural finance
1
Disclosure
1
Enforcement actions
1
Federal securities laws
1
Financial market regulation
1
Financial reporting and disclosure
1
Finanzmarktregulierung
1
Law enforcement
1
Materiality standard
1
Policies and procedures
1
Reasonable investor
1
Rechtsdurchsetzung
1
Rule 10b-5
1
Securities and Exchange Commission
1
Securities and Exchange Commission (SEC)
1
Securities law
1
USA
1
United States
1
Wertpapierrecht
1
Yates memorandum
1
more ...
less ...
Online availability
All
Undetermined
2
Type of publication
All
Article
2
Type of publication (narrower categories)
All
Article in journal
2
Aufsatz in Zeitschrift
2
Language
All
English
2
Author
All
Tuttle, Jonathan R.
Nathan, Daniel A.
5
Parrino, Richard J.
4
Burns, James
3
Forbes, Jessica
3
Newell, John
3
Sacks, Russell D.
3
Berman, Kenneth
2
Bettigole, Bruce
2
Blake, Andrew
2
Brady, Andrew
2
Callcott, W. Hardy
2
Carroll, Brenden
2
Cohen, Stephen
2
Foley, Timothy C.
2
Galloway, Jackson
2
Gelfond, Stuart
2
Gittleman, Charles S.
2
Goldberger, M. Norman
2
Gordon, Kay
2
Greene, Nathan J.
2
Greer, Amy J.
2
Grugan, John C.
2
Harrell, Michael P.
2
Hunnius, Patrick
2
Kaplan, Matthew E.
2
Kruly, Charlie
2
Larkin, Gregory
2
Mammen, Jennifer
2
Man, Pablo J.
2
McKown, Joan
2
Murphy, Jack
2
Newman, Bruce H.
2
Pershkow, Amy Ward
2
Pugliese, Domenick
2
Rosella, Michael
2
Rowe, Tiffany
2
Saunders, Kimberly Beattie
2
Srere, Mark
2
Stanley, Tesia N.
2
more ...
less ...
Published in...
All
Discussion paper series / Reserve Bank of New Zealand
The journal of investment compliance
Source
All
ECONIS (ZBW)
2
Showing
1
-
2
of
2
Sort
Relevance
Date (newest first)
Date (oldest first)
1
SEC enforcement actions getting up close and personal
Kaplan, Matthew E.
;
Paley, Alan H.
;
Tuttle, Jonathan R.
- In:
The journal of investment compliance
17
(
2016
)
1
,
pp. 131-132
Persistent link: https://www.econbiz.de/10011523795
Saved in:
2
Who is the "reasonable investor"?
Tuttle, Jonathan R.
;
Kaplan, Matthew E.
;
Pedersen, …
- In:
The journal of investment compliance
17
(
2016
)
4
,
pp. 61-64
Persistent link: https://www.econbiz.de/10011616445
Saved in:
Results per page
10
25
50
100
250
A service of the
zbw
×
Loading...
//-->