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~isPartOf:"The journal of investment compliance"
~subject:"Finanzmarktaufsicht"
~subject:"Börse"
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The journal of investment compliance
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SEC issues cybersecurity exam observations
Kuhlman, Richard
;
Kempf, Jason
- In:
The journal of investment compliance
16
(
2015
)
2
,
pp. 44-46
Persistent link: https://www.econbiz.de/10011405530
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2
Cybersecurity : SEC is starting to scrutinize registrants' practices
Nathan, Daniel A.
;
Greismann, Libby J.
- In:
The journal of investment compliance
15
(
2014
)
4
,
pp. 4-6
Persistent link: https://www.econbiz.de/10010461411
Saved in:
3
Broker-dealers need to respond to recent focus on cybersecurity threats
Petron, David
;
Wolk, Michael
;
McNicholas, Edward
- In:
The journal of investment compliance
15
(
2014
)
2
,
pp. 29-32
Persistent link: https://www.econbiz.de/10010396203
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