//--> //--> //-->
Toggle navigation
Logout
Change account settings
EN
DE
ES
FR
A-Z
Beta
About EconBiz
News
Thesaurus (STW)
Research Skills
Help
EN
DE
ES
FR
My account
Logout
Change account settings
Login
Publications
Events
Your search terms
Search
Retain my current filters
~isPartOf:"The journal of law, economics, & organization"
~isPartOf:"The journal of investment compliance"
Search options
All Fields
Title
Exact title
Subject
Author
Institution
ISBN/ISSN
Published in...
Publisher
Open Access only
Advanced
Search history
My EconBiz
Favorites
Loans
Reservations
Fines
You are here:
Home
Search: subject_exact:"Legal compliance"
Narrow search
Delete all filters
| 2 applied filters
Year of publication
From:
To:
Subject
All
Legal compliance
17
Normbefolgung
17
USA
8
United States
8
Compliance management
5
Compliance-Management
5
Compliance
4
Financial supervision
4
Finanzmarktaufsicht
4
Regulation
3
Regulierung
3
Theorie
3
Theory
3
Corruption
2
Government
2
India
2
Indien
2
Korruption
2
Law enforcement
2
Policies and procedures
2
Rechtsdurchsetzung
2
Regierung
2
Risikomanagement
2
Risk management
2
Securities and Exchange Commission
2
Securities and Exchange Commission (SEC)
2
United States of America
2
1972-1994
1
1980-1989
1
1999-2000
1
2000-2005
1
Accounting fraud
1
Arbeitsschutz
1
Arzneimittelrecht
1
Auslandsinvestition
1
Award
1
Bank
1
Bank regulation
1
Bankenaufsicht
1
Bankenregulierung
1
more ...
less ...
Online availability
All
Undetermined
4
Type of publication
All
Article
17
Type of publication (narrower categories)
All
Article in journal
17
Aufsatz in Zeitschrift
17
Language
All
English
17
Author
All
Anderson, Scott R.
1
Benjet, Brian H.
1
Buchanan, Mary Beth
1
Chemin, Matthieu
1
Chong, Alberto
1
Deily, Mary Elizabeth
1
Fisher, Miriam
1
Fox, Justin
1
Gray, Wayne B.
1
Grâdšṭayn, Marq
1
Hynes, Michael D.
1
Ingerman, Brett
1
Johnson, Tyson A.
1
Kalinowski, Jeff
1
Koch, Elaine
1
Lowande, Kenneth
1
Mammen, Jennifer
1
Mariappan, V.
1
McManus, Brian
1
Neff, Kristina
1
Newcomb, Danforth
1
Olson, Mary K.
1
Ottone, Stefania
1
Ponzano, Ferruccio
1
Poorbaugh, Kate S.
1
Pritchard, Therese
1
Prorokowski, Hubert
1
Prorokowski, Lukasz
1
Shipman, Mark
1
Srere, Mark
1
Stephenson, Matthew C.
1
Urofsky, Philip
1
Venkatachalapathy, Varun
1
Viritha, B.
1
Zarri, Luca
1
Ziesman, Jeff
1
more ...
less ...
Published in...
All
The journal of law, economics, & organization
The journal of investment compliance
IMF country report
42
CESifo working papers
35
Journal of business ethics : JOBE
35
Discussion paper series / IZA
28
IMF staff country report
26
Journal of regulatory economics
26
Journal of economic behavior & organization : JEBO
21
ZRFC : risk, fraud & compliance ; Prävention und Aufdeckung in der Compliance-Organisation
21
NBER working paper series
19
Journal of environmental economics and management : JEEM ; the official journal of the Association of Environmental and Resource Economists
18
Corporate-Compliance-Zeitschrift : CCZ ; Zeitschrift zur Haftungsvermeidung im Unternehmen
17
NBER Working Paper
17
IZA Discussion Paper
15
Working paper / National Bureau of Economic Research, Inc.
15
CESifo Working Paper Series
11
International review of law and economics
11
Journal of public economics
10
Review of law and economics : publ. in cooperation with European Association of Law and Economics ...
10
Discussion paper / Centre for Economic Policy Research
9
Environmental & resource economics : the official journal of the European Association of Environmental and Resource Economists
9
Industrial relations and social dialogue
9
Making global self-regulation effective in developing countries
9
Policy research working paper : WPS
9
Working paper / Eurofound
9
Betriebs-Berater : BB
8
Compliance für KMU : Praxisleitfaden für den Mittelstand
8
Compliance kompakt : best Practice im Compliance Management
8
Governance, risk, and compliance handbook : technology, finance, environmental, and international guidance and best practices
8
HMD : Praxis der Wirtschaftsinformatik
8
IT-Compliance als Risikomanagement-Instrument
8
Journal of financial regulation and compliance : an international journal
8
Journal of institutional and theoretical economics : JITE
8
Journal of securities operations & custody
8
Legal strategies : how corporations use law to improve performance
8
Working papers / Harvard Business School, Division of Research
8
CESifo Working Paper
7
Close up on Compliance : Recht, Moral und Risiken ; Nahaufnahmen zu Compliance Management und Governance-Fragen
7
Controlling : Zeitschrift für erfolgsorientierte Unternehmenssteuerung
7
Discussion paper
7
more ...
less ...
Source
All
ECONIS (ZBW)
17
Showing
1
-
17
of
17
Sort
Relevance
Date (newest first)
Date (oldest first)
1
Delegation or unilateral action?
Lowande, Kenneth
- In:
The journal of law, economics, & organization
34
(
2018
)
1
,
pp. 54-78
Persistent link: https://www.econbiz.de/10011975084
Saved in:
2
MSRB publishes its first compliance advisory for broker-dealers
Anderson, Scott R.
;
Poorbaugh, Kate S.
- In:
The journal of investment compliance
17
(
2016
)
3
,
pp. 49-51
Persistent link: https://www.econbiz.de/10011623098
Saved in:
3
Not just a compliance program, but an effective compliance program : SEC, DOJ issue strong reminders
Ingerman, Brett
;
Hynes, Michael D.
;
Benjet, Brian H.
; …
- In:
The journal of investment compliance
16
(
2015
)
4
,
pp. 4-5
Persistent link: https://www.econbiz.de/10011438425
Saved in:
4
Combating money laundering by the banks in India : compliance and challenges
Viritha, B.
;
Mariappan, V.
;
Venkatachalapathy, Varun
- In:
The journal of investment compliance
16
(
2015
)
4
,
pp. 78-95
Persistent link: https://www.econbiz.de/10011438505
Saved in:
5
Power to the people? : an experimental analysis of bottom-up accountability of third-party institutions
Ottone, Stefania
;
Ponzano, Ferruccio
;
Zarri, Luca
- In:
The journal of law, economics, & organization
31
(
2015
)
2
,
pp. 347-382
Persistent link: https://www.econbiz.de/10011290863
Saved in:
6
The constraining, liberating, and informational effects of nonbinding law
Fox, Justin
;
Stephenson, Matthew C.
- In:
The journal of law, economics, & organization
31
(
2015
)
2
,
pp. 320-346
Persistent link: https://www.econbiz.de/10011290865
Saved in:
7
SEC touts whistleblower award to a compliance professional : use care in responding to reports of potential violations
Srere, Mark
;
Buchanan, Mary Beth
;
Koch, Elaine
;
Mammen, …
- In:
The journal of investment compliance
16
(
2015
)
1
,
pp. 77-78
Persistent link: https://www.econbiz.de/10011344527
Saved in:
8
FATCA violation underlies latest US tax and securities fraud charges
Fisher, Miriam
;
McManus, Brian
- In:
The journal of investment compliance
16
(
2015
)
1
,
pp. 74-76
Persistent link: https://www.econbiz.de/10011344530
Saved in:
9
Organisation of compliance across financial institutions
Prorokowski, Lukasz
;
Prorokowski, Hubert
- In:
The journal of investment compliance
15
(
2014
)
1
,
pp. 65-76
Persistent link: https://www.econbiz.de/10010366722
Saved in:
10
FCPA broker-dealer case highlights compliance risks for financial institutions
Urofsky, Philip
;
Newcomb, Danforth
- In:
The journal of investment compliance
14
(
2013
)
3
,
pp. 34-37
Persistent link: https://www.econbiz.de/10010222925
Saved in:
11
Recent SEC action reminds investment advisers of importance of robust compliance program
Pritchard, Therese
;
Kalinowski, Jeff
;
Ziesman, Jeff
- In:
The journal of investment compliance
14
(
2013
)
3
,
pp. 32-33
Persistent link: https://www.econbiz.de/10010222931
Saved in:
12
Does court speed shape economic activity? : evidence from a court reform in India
Chemin, Matthieu
- In:
The journal of law, economics, & organization
28
(
2012
)
3
,
pp. 460-485
Persistent link: https://www.econbiz.de/10009685861
Saved in:
13
China's QFII regime : a complete review of the regulatory scheme and compliance risks
Shipman, Mark
- In:
The journal of investment compliance
13
(
2012
)
3
,
pp. 74-83
Persistent link: https://www.econbiz.de/10009664249
Saved in:
14
OFAC compliance in the securities and investment sector
In:
The journal of investment compliance
13
(
2012
)
3
,
pp. 21-26
Persistent link: https://www.econbiz.de/10009664261
Saved in:
15
Is the world flat? : country- and firm-level determinants of law compliance
Chong, Alberto
;
Grâdšṭayn, Marq
- In:
The journal of law, economics, & organization
27
(
2011
)
2
,
pp. 272-300
Persistent link: https://www.econbiz.de/10009261848
Saved in:
16
Agency structure and firm culture : OSHA, EPA, and the steel industry
Deily, Mary Elizabeth
;
Gray, Wayne B.
- In:
The journal of law, economics, & organization
23
(
2007
)
3
,
pp. 685-709
Persistent link: https://www.econbiz.de/10003545553
Saved in:
17
Agency rulemaking, political influences, regulation, and industry compliance
Olson, Mary K.
- In:
The journal of law, economics, & organization
15
(
1999
)
3
,
pp. 573-601
Persistent link: https://www.econbiz.de/10001434364
Saved in:
Results per page
10
25
50
100
250
A service of the
zbw
×
Loading...
//-->