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ECONIS (ZBW)
121
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1
From cost to opportunity : holistic regulatory change management
Narayanan, Anand
- In:
Journal of securities operations & custody
15
(
2023
)
4
,
pp. 325-335
Persistent link: https://www.econbiz.de/10014426781
Saved in:
2
Review of the EU post-trade legislation : draft regulation to amend CSDR and regulation on a DLT pilot regime for markets infrastructures
Marsal, Pierre
- In:
Journal of securities operations & custody
15
(
2023
)
2
,
pp. 134-145
Persistent link: https://www.econbiz.de/10014267117
Saved in:
3
Securities services embrace next generation technology
Hänseler, Stephan
- In:
Journal of securities operations & custody
14
(
2022
)
4
,
pp. 290-298
Persistent link: https://www.econbiz.de/10013500547
Saved in:
4
AI in capital markets : navigating legal and regulatory considerations
Pierides, Mike
;
Mulligan, James
;
Archer, Christopher
- In:
Journal of securities operations & custody
14
(
2022
)
4
,
pp. 299-313
Persistent link: https://www.econbiz.de/10013500548
Saved in:
5
Outsourcing services in a challenging time
Måhrbeck, Christian
;
Grønbech, Jørn
- In:
Journal of securities operations & custody
13
(
2021
)
4
,
pp. 365-373
Persistent link: https://www.econbiz.de/10012886141
Saved in:
6
Blockchain in post-trade : blocked by regulations and legal challenges
Al Salmi, Haitham
- In:
Journal of securities operations & custody
12
(
2019/2020
)
1
,
pp. 21-28
Persistent link: https://www.econbiz.de/10012212298
Saved in:
7
Challenges and regulatory prospects in EU cross-border UCITS/AIF registration
El Semari, Josef
- In:
Journal of securities operations & custody
13
(
2020/2021
)
1
,
pp. 62-71
Persistent link: https://www.econbiz.de/10012517903
Saved in:
8
Regulations : burden or insurance?
Romhanyi, Julia B.
- In:
Journal of securities operations & custody
12
(
2020
)
2
,
pp. 153-160
Persistent link: https://www.econbiz.de/10012249239
Saved in:
9
The hunt for value for post-trade services
Bambury, Brendon
- In:
Journal of securities operations & custody
11
(
2019
)
3
,
pp. 242-254
Persistent link: https://www.econbiz.de/10012118854
Saved in:
10
The great entity classification conundrum in G20 derivatives regulation
McWilliam, Victoria
- In:
Journal of securities operations & custody
11
(
2018/2019
)
1
,
pp. 70-77
Persistent link: https://www.econbiz.de/10012028456
Saved in:
11
The road to making regulation more efficient : a case study in the application of best practices and data standards in regulatory reporting
Shah, Beju
- In:
Journal of securities operations & custody
11
(
2019
)
2
,
pp. 128-144
Persistent link: https://www.econbiz.de/10012028567
Saved in:
12
Standardisation put to the test : how reference data standards have evolved in an era of unprecedented regulatory and technological change
Purcell, Darren
- In:
Journal of securities operations & custody
11
(
2019
)
4
,
pp. 327-336
Persistent link: https://www.econbiz.de/10012155978
Saved in:
13
Second Markets in Financial Instruments Directive : firms should view the practical challenge of meeting the new record keeping, transaction reporting and best execution requiremen...
Smith, Matt
- In:
Journal of securities operations & custody
10
(
2017/2018
)
4
,
pp. 290-295
Persistent link: https://www.econbiz.de/10011976020
Saved in:
14
The Client Assets Sourcebook (CASS) journey
Boston, Gillian
- In:
Journal of securities operations & custody
10
(
2017/2018
)
4
,
pp. 315-320
Persistent link: https://www.econbiz.de/10011976030
Saved in:
15
Artificial intelligence and financial services : regulatory tracking and change management
Banwo, Adedayo
- In:
Journal of securities operations & custody
10
(
2017/2018
)
4
,
pp. 354-365
Persistent link: https://www.econbiz.de/10011976037
Saved in:
16
The state of play of MIFID II on fund distribution
Newham, Matthew
- In:
Journal of securities operations & custody
10
(
2017/2018
)
2
,
pp. 117-124
Persistent link: https://www.econbiz.de/10011889832
Saved in:
17
Outsourcing, new technologies and new technology risks : current and trending UK regulatory themes, concerns and focuses
Lewis, Mark
- In:
Journal of securities operations & custody
10
(
2017/2018
)
2
,
pp. 145-156
Persistent link: https://www.econbiz.de/10011889878
Saved in:
18
How are banking supervision measures influencing banks' overall risk management?
Kardorf, Sonja
- In:
Journal of securities operations & custody
10
(
2017/2018
)
3
,
pp. 202-209
Persistent link: https://www.econbiz.de/10011890835
Saved in:
19
Key compliance priorities of investment advisers : a short global overview
Bornatico, Andrea M.
- In:
Journal of securities operations & custody
10
(
2017/2018
)
3
,
pp. 210-221
Persistent link: https://www.econbiz.de/10011890840
Saved in:
20
The securities financing transaction regulation : practical implications for the securities lending industry
Oliver, Ed
- In:
Journal of securities operations & custody
10
(
2017/2018
)
3
,
pp. 227-234
Persistent link: https://www.econbiz.de/10011890842
Saved in:
21
Making a success of Securities Financing Transactions Regulation
Hide, Jo
- In:
Journal of securities operations & custody
10
(
2017/2018
)
3
,
pp. 235-240
Persistent link: https://www.econbiz.de/10011890846
Saved in:
22
EU Benchmark Regulation : our translation, your transition and the timeframe
Farrell, Stephen
;
Cankett, Mark
- In:
Journal of securities operations & custody
10
(
2017/2018
)
3
,
pp. 279-283
Persistent link: https://www.econbiz.de/10011890873
Saved in:
23
Open borders for business? : causes and consequences of the regulation of foreign entry
Davis, Lewis
;
Williamson, Claudia R.
- In:
Southern economic journal
85
(
2018
)
2
,
pp. 508-536
Persistent link: https://www.econbiz.de/10011972168
Saved in:
24
Regulatory reporting : success is found in a solid foundation
Gordon, Maryse
- In:
Journal of securities operations & custody
10
(
2017/2018
)
1
,
pp. 57-66
Persistent link: https://www.econbiz.de/10011855606
Saved in:
25
The demand for healthcare regulation : the effect of political spending on occupational licensing laws
McMichael, Benjamin J.
- In:
Southern economic journal
84
(
2017
)
1
,
pp. 297-316
Persistent link: https://www.econbiz.de/10011703003
Saved in:
26
Does regulation of physicians reduce health care spending?
Barkowski, Scott
- In:
Southern economic journal
83
(
2017
)
4
,
pp. 1074-1097
Persistent link: https://www.econbiz.de/10011691369
Saved in:
27
Best execution reporting requirements for electronic communications under MiFID II
Smith, Robin
- In:
Journal of securities operations & custody
9
(
2017
)
4
,
pp. 321-328
Persistent link: https://www.econbiz.de/10011796657
Saved in:
28
Collateral management : addressing different regulatory requirements
Heckler, Jan
;
Gehring, Gesine
- In:
Journal of securities operations & custody
9
(
2017
)
2
,
pp. 178-184
Persistent link: https://www.econbiz.de/10011848151
Saved in:
29
The impact of regulation on buyside users of derivatives
Lund, John
- In:
Journal of securities operations & custody
9
(
2017
)
3
,
pp. 206-214
Persistent link: https://www.econbiz.de/10011845129
Saved in:
30
AnaCredit: why it matters to look at other regulations in context
Dorval, Michel
- In:
Journal of securities operations & custody
9
(
2017
)
3
,
pp. 252-258
Persistent link: https://www.econbiz.de/10011845148
Saved in:
31
The EU's new regulatory framework : the auditor’s perspective
Dennett, Simon
- In:
Journal of securities operations & custody
9
(
2017
)
3
,
pp. 259-268
Persistent link: https://www.econbiz.de/10011845150
Saved in:
32
Challenges of regulatory reporting
Boston, Gillian
- In:
Journal of securities operations & custody
9
(
2016/2017
)
1
,
pp. 18-24
Persistent link: https://www.econbiz.de/10011841025
Saved in:
33
Examining the future of regulatory reporting for the banking industry
Visnovsky, Frédéric
- In:
Journal of securities operations & custody
8
(
2015/2016
)
4
,
pp. 292-297
Persistent link: https://www.econbiz.de/10011667471
Saved in:
34
Reconciliations : the forefront of regulatory compliance procedures
Gordon, Maryse
- In:
Journal of securities operations & custody
8
(
2015/2016
)
4
,
pp. 356-363
Persistent link: https://www.econbiz.de/10011667530
Saved in:
35
MiFID II and regulatory transaction reporting
Farhadi, Nirvana
- In:
Journal of securities operations & custody
8
(
2015/2016
)
3
,
pp. 272-277
Persistent link: https://www.econbiz.de/10011622105
Saved in:
36
Global securities reporting : industry trends, challenges and future perspectives
Ehrenfeld, Jonathan
- In:
Journal of securities operations & custody
8
(
2015/2016
)
2
,
pp. 151-156
Persistent link: https://www.econbiz.de/10011486244
Saved in:
37
A modest proposal : right-sizing exchange immunity
Flati, Zachary J.
- In:
Journal of securities operations & custody
7
(
2015
)
3
,
pp. 218-233
Persistent link: https://www.econbiz.de/10011487222
Saved in:
38
Central securities depositories regulation : the next systemic crisis waiting to happens?
Vanderheyden, Koen
;
Reucroft, Tim
- In:
Journal of securities operations & custody
7
(
2015
)
3
,
pp. 242-252
Persistent link: https://www.econbiz.de/10011487239
Saved in:
39
The evolution of EEA transaction reporting
Nowell, David
;
Vincent, Matthew
- In:
Journal of securities operations & custody
7
(
2015
)
4
,
pp. 319-328
Persistent link: https://www.econbiz.de/10011487296
Saved in:
40
Coping with European regulatory requirements for automated trading : best practices and new requirements resulting from regulation
Stangl, Gunnar
- In:
Journal of securities operations & custody
7
(
2015
)
4
,
pp. 337-347
Persistent link: https://www.econbiz.de/10011487334
Saved in:
41
Towards a convergence of CSD account segregation practices?
Belghazi, Soraya
- In:
Journal of securities operations & custody
8
(
2015/2016
)
1
,
pp. 18-27
Persistent link: https://www.econbiz.de/10011488444
Saved in:
42
Collateral is the new cash : the systemic risks of inhibiting collateral fluidity
Hill, Andy
- In:
Journal of securities operations & custody
7
(
2014
)
1
,
pp. 6-20
Persistent link: https://www.econbiz.de/10011486336
Saved in:
43
The EMIR compliance game
Cates, Emily
- In:
Journal of securities operations & custody
7
(
2014
)
1
,
pp. 27-35
Persistent link: https://www.econbiz.de/10011486342
Saved in:
44
Regulations impacting corporte actions and best practices for implementation
Culhane, Deborah
- In:
Journal of securities operations & custody
7
(
2014
)
1
,
pp. 36-41
Persistent link: https://www.econbiz.de/10011486345
Saved in:
45
The role of the custodian in servicing the reporting needs of the securities industry
Stevenson, Jamie
- In:
Journal of securities operations & custody
6
(
2014
)
4
,
pp. 350-359
Persistent link: https://www.econbiz.de/10010394513
Saved in:
46
Trends in post-trade processing
Probert, Gary
;
Ali, Asmaah
- In:
Journal of securities operations & custody
6
(
2014
)
4
,
pp. 300-307
Persistent link: https://www.econbiz.de/10010394527
Saved in:
47
Developing and implementing an appropriate surveillance system and organisation
Nylén, Peter
- In:
Journal of securities operations & custody
6
(
2014
)
3
,
pp. 270-281
Persistent link: https://www.econbiz.de/10010345135
Saved in:
48
Outsourcing and delegation in the post-AIFMD environment
Brett, Shane
- In:
Journal of securities operations & custody
6
(
2014
)
3
,
pp. 264-269
Persistent link: https://www.econbiz.de/10010345136
Saved in:
49
CSD regulation : a major change for the post-trade arena
Dubrau, François
- In:
Journal of securities operations & custody
6
(
2014
)
3
,
pp. 212-219
Persistent link: https://www.econbiz.de/10010345152
Saved in:
50
Protecting collateral contributions under the mandatory clearing regime
Stanfield, Eugene
- In:
Journal of securities operations & custody
7
(
2014/2015
)
2
,
pp. 113-127
Persistent link: https://www.econbiz.de/10011486556
Saved in:
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