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ECONIS (ZBW)
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CFTC and SEC : issues related to the Shad-Johnson Jurisdictional Accord ; report to Congressional requesters
2000
Persistent link: https://www.econbiz.de/10001482071
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2
Mutual
fund
fees : additional disclosure could encourage price competition ; report to the Chairman, Subcommittee on Finance and Hazardous Materials, and the Ranking Member, Commit...
2000
Persistent link: https://www.econbiz.de/10001528827
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3
Mutual funds : SEC adjusted its oversight in response to rapid industry growth ; report to congressional committees
1997
Persistent link: https://www.econbiz.de/10001644626
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4
On-line trading : better investor protection information needed on brokers' web sites ; report to the Congressional Requesters
2000
Persistent link: https://www.econbiz.de/10001528826
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5
OTC derivatives : additional oversight could reduce costly sales practice disputes ; report to the honorable Edward J. Markey, House of Representatives
Markey, Edward J.
(
honouree
)
-
1997
Persistent link: https://www.econbiz.de/10000653592
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6
Financial derivatives : actions taken or proposed since May 1994 ; report to Congressional committees
1996
Persistent link: https://www.econbiz.de/10000618232
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7
SEC enforcement : responses to GAO and SEC recommendations related to microcap stock fraud ; report to congressional committees
1999
Persistent link: https://www.econbiz.de/10001722421
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Securities fraud : the internet poses challenges to regulators and investors ; statement of Richard J. Hillman, ..., testimony before the Permanent Subcommittee on Investigations, Committee on Governmental Affairs, US Senate
Hillman, Richard J.
-
1999
Persistent link: https://www.econbiz.de/10001525467
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9
Examination of the Overseas Private Investment Corporation's financial statements for the years ended September 30, 1984 and 1983 : report to the Congress
1985
Persistent link: https://www.econbiz.de/10000697007
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10
Long-term capital management : regulators need to focus greater attention on systemic risk ; report to congressional requesters
1999
Persistent link: https://www.econbiz.de/10001595042
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