Showing 1 - 10 of 165
in relation to regulation and enforcement. This paper examines aspects of this ongoing process and contributes to it.  …
Persistent link: https://www.econbiz.de/10014870181
in relation to regulation and enforcement. This paper examines aspects of this ongoing process and contributes to it. …
Persistent link: https://www.econbiz.de/10009391953
Purpose – The purpose of this paper is to highlight the potentials offered by New Product Committees for the development of responsible innovation in the financial services industry; and to provide grounds for policy recommendations. Design/methodology/approach – The paper takes the form of...
Persistent link: https://www.econbiz.de/10010815036
it is a complement or substitute of prudential regulation in the insurance markets. Market discipline is intended as “the … hypothesis is that if market discipline works as complementary to prudential regulation, the response of the insured is expected … to be weaker than if market discipline acts as a substitute to prudential regulation. Design/methodology/approach – The …
Persistent link: https://www.econbiz.de/10010815038
Purpose – Following the subprime crisis and the detrimental role played by remuneration practices, an important reform concerned bank remuneration committees, especially in “significant financial institutions”. In light of this consideration, this paper aims to investigate the scope and...
Persistent link: https://www.econbiz.de/10010815040
, particularly small and medium-sized firms, within the scope of regulation, the main purpose of which is to address systemic risk …, may result in over-regulation. …
Persistent link: https://www.econbiz.de/10010815044
on self-regulation and reputational risk management to a detailed investigation of the marketing of financial products to … disclosures. Research limitations/implications - The research contributes to our understanding of self-regulation in financial …
Persistent link: https://www.econbiz.de/10010961752
Purpose – The purpose of this paper is to chart the development of financial services education from its origins in the insurance industry to the current offering for people who wish to work in the life and non-life insurance industry. Financial services education within Ireland has evolved...
Persistent link: https://www.econbiz.de/10010795435
Purpose – The purpose of this paper is to provide a practitioner's guide to mortgage regulation. Design …/methodology/approach – The paper explores the mortgage code and the road to statutory regulation. Findings – It was found that the future of … mortgage regulation rests partly with those policy makers who decide that change is needed and partly with those who work in …
Persistent link: https://www.econbiz.de/10004987519
Purpose – The passage of the Sarbanes-Oxley Act of 2002 followed hard on the collapses of Enron and WorldCom. Waste makes haste. Official reports for US government agencies worried that the legislation may have impaired New York's competitiveness as a venue for international capital...
Persistent link: https://www.econbiz.de/10004987520