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Tackling cross-border market abuse
Conceicao, Carlos - In: Journal of Financial Regulation and Compliance 14 (2006) February, pp. 29-36
Purpose – This paper aims to explore the key challenges faced by regulators following the implementation of the market abuse directive (MAD) in developing a consistent approach to tackling market abuse. The paper seeks to argue that how regulators respond to these challenges will have a...
Persistent link: https://www.econbiz.de/10004987567
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The impact of the 2004 research analyst rules on hedge fund research reports
Black, Keith H.; Mauldin, John - In: Journal of Financial Regulation and Compliance 14 (2006) May, pp. 185-191
Purpose – Hedge fund marketers frequently distribute written commentary for investors to use in research. Since, these reports are subject to new regulations of the SEC (March 2004), changes need to be made by the hedge fund marketers. This study seeks to examine this issue....
Persistent link: https://www.econbiz.de/10004987592
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Financial supervision in the Republic of Cyprus: the case for reform
Athanassiou, Phoebus - In: Journal of Financial Regulation and Compliance 14 (2006) February, pp. 57-69
Purpose – Aims to examine the current financial scenario in Cyprus and to suggest medium-term reforms to the institutional set-up of Cypriot financial supervision. Design/methodology/approach – Details the different sectors in Cyprus's financial set-up and suggests measures necessary for...
Persistent link: https://www.econbiz.de/10004987619
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The Lamfalussy process four years on
Schaub, Alexander - In: Journal of Financial Regulation and Compliance 13 (2005) May, pp. 110-120
Regulation of European Securities Markets, chaired by Alexandre Lamfalussy. Four years on, this paper concludes that, while it is … legislation affecting securities markets is now more transparent, with better involvement of external stakeholders and enhanced …
Persistent link: https://www.econbiz.de/10004987623
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Strategies and benefits of developing a market for government securities
Lucio, Juan Fernando - In: Journal of Financial Regulation and Compliance 14 (2006) February, pp. 47-56
Purpose – The purpose of this essay is to formulate practical steps in establishing a market for government securities … government securities can be created out of sound decisions that stimulate participation by various financial institutions. The … intended for public officials in emerging economies who are developing local markets for government securities, since it is …
Persistent link: https://www.econbiz.de/10004987643
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The Lamfalussy process four years on
Schaub, Alexander - In: Journal of Financial Regulation and Compliance 13 (2005) 2, pp. 110-120
Regulation of European Securities Markets, chaired by Alexandre Lamfalussy. Four years on, this paper concludes that, while it is … legislation affecting securities markets is now more transparent, with better involvement of external stakeholders and enhanced …
Persistent link: https://www.econbiz.de/10014869987
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Tackling cross‐border market abuse
Conceicao, Carlos - In: Journal of Financial Regulation and Compliance 14 (2006) 1, pp. 29-36
Purpose – This paper aims to explore the key challenges faced by regulators following the implementation of the market abuse directive (MAD) in developing a consistent approach to tackling market abuse. The paper seeks to argue that how regulators respond to these challenges will have a...
Persistent link: https://www.econbiz.de/10014870011
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Strategies and benefits of developing a market for government securities
Fernando Lucio, Juan - In: Journal of Financial Regulation and Compliance 14 (2006) 1, pp. 47-56
Purpose – The purpose of this essay is to formulate practical steps in establishing a market for government securities … government securities can be created out of sound decisions that stimulate participation by various financial institutions. The … intended for public officials in emerging economies who are developing local markets for government securities, since it is …
Persistent link: https://www.econbiz.de/10014870013
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Financial supervision in the Republic of Cyprus: the case for reform
Athanassiou, Phoebus - In: Journal of Financial Regulation and Compliance 14 (2006) 1, pp. 57-69
Purpose – Aims to examine the current financial scenario in Cyprus and to suggest medium‐term reforms to the institutional set‐up of Cypriot financial supervision. Design/methodology/approach – Details the different sectors in Cyprus's financial set‐up and suggests measures necessary...
Persistent link: https://www.econbiz.de/10014870014
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The impact of the 2004 research analyst rules on hedge fund research reports
Black, Keith H.; Mauldin, John - In: Journal of Financial Regulation and Compliance 14 (2006) 2, pp. 185-191
Purpose – Hedge fund marketers frequently distribute written commentary for investors to use in research. Since, these reports are subject to new regulations of the SEC (March 2004), changes need to be made by the hedge fund marketers. This study seeks to examine this issue....
Persistent link: https://www.econbiz.de/10014870024