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Karathanasis, George; Sogiakas, Vasilios; Toudas, Kenellos - In: Journal of Financial Regulation and Compliance 20 (2012) 3, pp. 307-321

/or the usefulness of financial market regulation. This topic has many alternative dimensions, one of which concerns the … criteria that have governed the regulation process with respect to the derivative listing in the Athens Derivatives Exchange …

Persistent link: https://www.econbiz.de/10014870220

Derivatives listing strategy

Karathanasis, George; Sogiakas, Vasilios; Toudas, Kenellos - In: Journal of Financial Regulation and Compliance 20 (2012) July, pp. 307-321

Persistent link: https://www.econbiz.de/10010556222

Customized financial literacy: a boon for universal financial inclusion of PWDs post COVID-19 pandemic in developing countries

Okello Candiya Bongomin, George; Yourougou, Pierre; … - In: Journal of Financial Regulation and Compliance 32 (2024) 2, pp. 184-210

Purpose Currently, consumers of financial products and services have become more vulnerable to predatory financial institutions, especially in the aftermath of Covid-19 pandemic. Therefore, financial consumers like the persons with disabilities (PWDs) should be equipped with knowledge and skills...

Persistent link: https://www.econbiz.de/10015350615

Risk-based capital regulation revisited: evidence from the early 2000s

Hogan, Thomas L.; Meredith, Neil R.; Pan, Xuhao (Harry) - In: Journal of Financial Regulation and Compliance 23 (2015) 2, pp. 115-134

2011. Although risk-based capital (RBC) regulation is a key component of US banking regulation, empirical evidence of the … effectiveness of these regulations has been mixed. Among the first studies of RBC regulation, Avery and Berger (1991) provide …

Persistent link: https://www.econbiz.de/10014870642

Bank regulation and stock market stability across countries

ElKelish, Walaa Wahid; Tucker, Jon - In: Journal of Financial Regulation and Compliance 24 (2016) 4, pp. 402-419

mandatory regulation data are obtained from the World Bank database, while stock market stability is gauged for 385 listed banks … regulation and policy. …

Persistent link: https://www.econbiz.de/10014870808

Microfinance regulation influence on small firms’ financing in Tanzania

Satta, Tadeo Andrew - In: Journal of Financial Regulation and Compliance 12 (2004) 1, pp. 64-74

case of the microfinance industry in Tanzania, the paper aims at moving the microfinance regulation debate forward by …

Persistent link: https://www.econbiz.de/10014869962

Towards a practical approach to responsible innovation in finance: New Product Committees revisited

Armstrong, Margaret; Cornut, Guillaume; Delacôte, Stéphane - In: Journal of Financial Regulation and Compliance 20 (2012) May, pp. 147-168

Purpose – The purpose of this paper is to highlight the potentials offered by New Product Committees for the development of responsible innovation in the financial services industry; and to provide grounds for policy recommendations. Design/methodology/approach – The paper takes the form of...

Persistent link: https://www.econbiz.de/10010815036

Could we rely on market discipline as a substitute for insurance regulation?

Castagnolo, Fernando; Ferro, Gustavo - In: Journal of Financial Regulation and Compliance 21 (2013) February, pp. 4-15

it is a complement or substitute of prudential regulation in the insurance markets. Market discipline is intended as “the … hypothesis is that if market discipline works as complementary to prudential regulation, the response of the insured is expected … to be weaker than if market discipline acts as a substitute to prudential regulation. Design/methodology/approach – The …

Persistent link: https://www.econbiz.de/10010815038

The effectiveness of remuneration committees in European banks: Regulation and best practices

Dell'Atti, Antonio; Intonti, Mariantonietta; Iannuzzi, … - In: Journal of Financial Regulation and Compliance 21 (2013) October, pp. 373-396

Purpose – Following the subprime crisis and the detrimental role played by remuneration practices, an important reform concerned bank remuneration committees, especially in “significant financial institutions”. In light of this consideration, this paper aims to investigate the scope and...

Persistent link: https://www.econbiz.de/10010815040

Implementing CRD for investment firms: challenges for Malta

Buttigieg, Christopher P. - In: Journal of Financial Regulation and Compliance 20 (2012) 4, pp. 417-432

, particularly small and medium-sized firms, within the scope of regulation, the main purpose of which is to address systemic risk …, may result in over-regulation. …

Persistent link: https://www.econbiz.de/10010815044