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Co-operative and competitive enforced self regulation: The role of governments, private actors and banks in corporate responsibility
Ojo, Marianne - In: Journal of Financial Regulation and Compliance 19 (2011) May, pp. 139-155
” view of government is advanced as having a fundamental role in the regulation and supervision of banks. Findings … fostered through monitoring and the involvement of governments in the regulation of firms. Design/methodology/approach – In … paper highlights criticisms attributed to government control of banks. However, the theory relating to the “helping hand …
Persistent link: https://www.econbiz.de/10009391944
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The dual role of the government: securities market regulation in China 1980-2007
Ma, Jingyun; Song, Fengming; Yang, Zhishu - In: Journal of Financial Regulation and Compliance 18 (2010) May, pp. 158-177
provides unique evidence of how securities regulation evolves in response to government direction and supervision if the …Purpose – The purpose of this paper is to examine the evolution of China's securities market regulation from 1980 to … 2007 and the dual role of the government in this process. Design/methodology/approach – When the government is …
Persistent link: https://www.econbiz.de/10009395144
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The dual role of the government: securities market regulation in China 1980‐2007
Ma, Jingyun; Song, Fengming; Yang, Zhishu - In: Journal of Financial Regulation and Compliance 18 (2010) 2, pp. 158-177
provides unique evidence of how securities regulation evolves in response to government direction and supervision if the …Purpose – The purpose of this paper is to examine the evolution of China's securities market regulation from 1980 to … 2007 and the dual role of the government in this process. Design/methodology/approach – When the government is …
Persistent link: https://www.econbiz.de/10014870160
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Co‐operative and competitive enforced self regulation : The role of governments, private actors and banks in corporate responsibility
Ojo, Marianne - In: Journal of Financial Regulation and Compliance 19 (2011) 2, pp. 139-155
” view of government is advanced as having a fundamental role in the regulation and supervision of banks. Findings … fostered through monitoring and the involvement of governments in the regulation of firms. Design/methodology/approach – In … paper highlights criticisms attributed to government control of banks. However, the theory relating to the “helping hand …
Persistent link: https://www.econbiz.de/10014870186
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Bancassurance: an insurance concept from a Irish perspective
Brophy, Richard - In: Journal of Financial Regulation and Compliance 21 (2013) October, pp. 319-333
Purpose – The purpose of this paper is to chart the development of bancassurance as a method of selling insurance and how it fits within the regulatory environment in Ireland. Design/methodology/approach – General review of the leading financial institutions retailing insurance in Ireland...
Persistent link: https://www.econbiz.de/10010709776
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Bancassurance: an insurance concept from a Irish perspective
Brophy, Richard - In: Journal of Financial Regulation and Compliance 21 (2013) 4, pp. 319-333
Purpose – The purpose of this paper is to chart the development of bancassurance as a method of selling insurance and how it fits within the regulatory environment in Ireland. Design/methodology/approach – General review of the leading financial institutions retailing insurance in Ireland...
Persistent link: https://www.econbiz.de/10014870884
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A practitioner's guide to mortgage regulation
Cummings, Chris - In: Journal of Financial Regulation and Compliance 16 (2008) February, pp. 93-107
Purpose – The purpose of this paper is to provide a practitioner's guide to mortgage regulation. Design …/methodology/approach – The paper explores the mortgage code and the road to statutory regulation. Findings – It was found that the future of … mortgage regulation rests partly with those policy makers who decide that change is needed and partly with those who work in …
Persistent link: https://www.econbiz.de/10004987519
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Waste makes haste: Sarbanes-Oxley, competitiveness and the subprime crisis
Nordberg, Donald - In: Journal of Financial Regulation and Compliance 16 (2008) November, pp. 365-383
makes haste. Official reports for US government agencies worried that the legislation may have impaired New York …
Persistent link: https://www.econbiz.de/10004987520
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Defined contribution pensions: dealing with the reluctant investor
Byrne, Alistair; Harrison, Debbie; Blake, David - In: Journal of Financial Regulation and Compliance 16 (2008) July, pp. 206-219
Purpose – The purpose of this paper is to provide an overview of key issues in the governance of defined contribution pension schemes, with a focus on investment matters, and to recommend best practices. Design/methodology/approach – The paper draws on the results of an online survey of the...
Persistent link: https://www.econbiz.de/10004987521
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Basel II – an opportunity for convergence in the EU
Roldán, José María - In: Journal of Financial Regulation and Compliance 14 (2006) February, pp. 24-28
Purpose – Seeks to present the personal viewpoint of the chairman of the Committee of European Banking Supervision (CEBS) on the opportunities for convergence afforded by the BASEL II capital framework. Design/methodology/approach – Highlights some of the initiatives under way in CEBS that...
Persistent link: https://www.econbiz.de/10004987526