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Summary and analysis of Dodd‐F...
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Summary and analysis of Dodd-Frank rules for investment advisers: registration requirements, exemptions, family offices, performance fee eligibility
Sorady, Marybeth
;
Domina, Daren
;
Cohen, Wendy
;
Santo, Fred
- In:
The journal of investment compliance
12
(
2011
)
4
,
pp. 4-18
Persistent link: https://www.econbiz.de/10009806049
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All advisers to registered investment companies need to evaluate their exposure to CFTC regulation after recent rule amendment
Shea, Peter J.
;
Moriarty, Kathleen H.
;
Rosenzweig, …
- In:
The journal of investment compliance
13
(
2012
)
2
,
pp. 20-25
Persistent link: https://www.econbiz.de/10009984120
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