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Law Enforcement under Incomplete Law: Theory and Evidence from Financial Market Regulation

Pistor, Katharina; Xu, Cheng-Gang - C.E.P.R. Discussion Papers - 2003

the history of financial market regulation. …

Persistent link: https://www.econbiz.de/10005504579

Law enforcement under incomplete law: theory and evidence from financial market regulation

Pistor, Katharina; Xu, Cheng-Gang - London School of Economics (LSE) - 2002

from the history of financial market regulation. …

Persistent link: https://www.econbiz.de/10010746149

The Bahamas; Assessment of the Supervision and Regulation of the Financial Sectorâ€”Review of Financial Sector Regulation and Supervision

International Monetary Fund (IMF); International … - 2004

This paper reviews Financial Sector Regulation and Supervision in The Bahamas. The assessment reveals that the overall …

Persistent link: https://www.econbiz.de/10005591301

Law Enforcement under Incomplete Law: Theory and Evidence from Financial Market Regulation

Pistor, Katharina; Xu, Chenggang - Suntory and Toyota International Centres for Economics … - 2002

from the history of financial market regulation. …

Persistent link: https://www.econbiz.de/10005797365

British Virgin Islands-Overseas Territory of the United Kingdom; Assessment of the Supervision and Regulation of the Financial Sector Volume Iâ€”Review of Financial Sector Regulati...

International Monetary Fund (IMF); International … - 2004

The British Virgin Islands (BVI) has most of the essential elements for a suitable framework for financial supervision. There is a weakness with respect to onsite supervision of banking, insurance, and securities sectors; and there is currently no regular and comprehensive examination and...

Persistent link: https://www.econbiz.de/10005825178

LAW ENFORCEMENT UNDER INCOMPLETE LAW: Theory and Evidence from Financial Market Regulation

Pistor, Katharina; Xu, Chenggang - Econometric Society - 2004

from the history of financial market regulation …

Persistent link: https://www.econbiz.de/10005342313

Kuwait; Financial Sector Assessment Programâ€”Detailed Assessments of Observance of Standards and Codesâ€”International Organization of Securities Commission (IOSCO)â€”Objectives a...

International Monetary Fund (IMF); International … - 2004

Regulation on Kuwait review preconditions for effective securities regulation. The securities market in Kuwait is the second …

Persistent link: https://www.econbiz.de/10005252613

Philippines; Financial Sector Assessment Program-IOSCO Objectives and Principles of Securities Regulation Assessment

International Monetary Fund (IMF); International … - 2004

Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation. The report was prepared by a staff team of the … the effectiveness of securities regulation, soundness of market intermediaries, and development prospects for the capital … markets, including observance of the IOSCO Objectives and Principles of Securities Regulation. …

Persistent link: https://www.econbiz.de/10005252801

Corporate Criminal Liability and Optimal Behavior by Firms.Internal Monitoring Devices versus Managerial Incentives.

Polidori, Paolo; Teobaldelli, Désirée - Facoltà di Economia, Università degli Studi di Urbino - 2012

Corporate criminal liability legislation has been the subject of a widespread debate around the world in response to the financial scandals of the early 2000s. The existing legal regimes en- tail compliance requirements, such as internal monitoring mechanisms, with the aim of inducing firms to...

Persistent link: https://www.econbiz.de/10010593004

The metamorphosis of insider trading in the face of regulatory enforcement

Dorn, Nicholas - In: Journal of Financial Regulation and Compliance 19 (2011) February, pp. 75-84

in relation to regulation and enforcement. This paper examines aspects of this ongoing process and contributes to it. …

Persistent link: https://www.econbiz.de/10009391953