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Was former chairman of Shell Group denied procedural fairness in the FSA's enforcement action against the group?: Financial Services and Markets Tribunal gives preliminary ruling

Gray, Joanna - In: Journal of Financial Regulation and Compliance 14 (2006) February, pp. 123-130

Purpose – To discuss the FSA's enforcement action against the Royal Dutch/Shell group, which had been found to have made false or misleading announcements regarding its proved hydrocarbon reserves and reserves placement ratio's 1998-2003. Design/methodology/approach – Presents the facts...

Persistent link: https://www.econbiz.de/10004987515

Was former chairman of Shell Group denied procedural fairness in the FSA's enforcement action against the group? : Financial Services and Markets Tribunal gives preliminary ruling

Gray, Joanna - In: Journal of Financial Regulation and Compliance 14 (2006) 1, pp. 123-130

Purpose – To discuss the FSA's enforcement action against the Royal Dutch/Shell group, which had been found to have made false or misleading announcements regarding its proved hydrocarbon reserves and reserves placement ratio's 1998‐2003. Design/methodology/approach – Presents the facts...

Persistent link: https://www.econbiz.de/10014870019

Extent to which financial services compensation scheme can pursue claims assigned to it by investors whom it has compensated

Gray, Joanna - In: Journal of Financial Regulation and Compliance 17 (2009) February, pp. 70-75

Purpose – The paper's aim is to report and comment on two preliminary issues that arose from claims being pursued by the Financial Services Compensation Scheme (FSCS) against Abbey National Treasury Services (ANTS) and NDF Administration Ltd (NDF). Design/methodology/approach – The paper...

Persistent link: https://www.econbiz.de/10009320523