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Extent to which financial services compensation scheme can pursue claims assigned to it by investors whom it has compensated
Gray, Joanna - In: Journal of financial regulation and compliance : an … 17 (2009) 1, pp. 70-75
Persistent link: https://www.econbiz.de/10003900990
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FSA challenge in court of appeal to finding of financial services and markets tribunal on question of whether solicitors' firm had contravened financial promotion regime : legal commentary
Gray, Joanna - In: Journal of financial regulation and compliance : an … 17 (2009) 3, pp. 349-356
Persistent link: https://www.econbiz.de/10003893901
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Court of appeal confirms decision that claim in relation to pension transfer and drawdown advice is time barred
Gray, Joanna - In: Journal of Financial Regulation and Compliance 16 (2008) November, pp. 421-425
Purpose – The article's aim is to report and comment on the Court of Appeal case Shore v. Sedgwick Financial Services Ltd & Others. Design/methodology/approach – The article outlines the facts surrounding the appeal and comments on the ruling. Findings – The Court of Appeal reached the...
Persistent link: https://www.econbiz.de/10004987566
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Financial services compensation scheme's claim for legal privilege upheld
Gray, Joanna - In: Journal of Financial Regulation and Compliance 16 (2008) July, pp. 281-283
Purpose – The purpose of this paper is to report and comment on Financial Services Compensation Scheme Ltd v. Abbey National Treasury Services plc. Design/methodology/approach – The paper outlines the facts surrounding the case and comments on the decision. Findings – The Court agreed with...
Persistent link: https://www.econbiz.de/10004987575
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FSA challenge in Court of Appeal to finding of Financial Services and Markets Tribunal on question of whether solicitors' firm had contravened financial promotion regime
Gray, Joanna - In: Journal of Financial Regulation and Compliance 17 (2009) July, pp. 349-356
Purpose – The purpose of this paper is to look at a recent Financial Services Authority (FSA) challenge in the Court of Appeal to finding of Financial Services and Markets Tribunal on question of whether solicitors' firm had contravened financial promotion regime (FSA v. Fox Hayes: Court of...
Persistent link: https://www.econbiz.de/10004987621
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Financial services compensation scheme's claim for legal privilege upheld
Gray, Joanna - In: Journal of Financial Regulation and Compliance 16 (2008) 3, pp. 281-283
Purpose – The purpose of this paper is to report and comment on Financial Services Compensation Scheme Ltd v. Abbey National Treasury Services plc. Design/methodology/approach – The paper outlines the facts surrounding the case and comments on the decision. Findings – The Court agreed with...
Persistent link: https://www.econbiz.de/10014870110
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High court rules customer who opted from private to intermediate customer status to have been contributorily negligent to his spread betting losses
Gray, Joanna - In: Journal of Financial Regulation and Compliance 16 (2008) 4, pp. 414-420
Purpose – The article's aim is to report and comment on the High Court case Spreadex Ltd v. Sekhon . Design/methodology/approach – The article outlines the facts surrounding the case and comments on the ruling. Findings – The High Court rules that a customer who opted from private to...
Persistent link: https://www.econbiz.de/10014870117
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Court of appeal confirms decision that claim in relation to pension transfer and drawdown advice is time barred
Gray, Joanna - In: Journal of Financial Regulation and Compliance 16 (2008) 4, pp. 421-425
Purpose – The article's aim is to report and comment on the Court of Appeal case Shore v. Sedgwick Financial Services Ltd & Others . Design/methodology/approach – The article outlines the facts surrounding the appeal and comments on the ruling. Findings – The Court of Appeal reached the...
Persistent link: https://www.econbiz.de/10014870118
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Extent to which financial services compensation scheme can pursue claims assigned to it by investors whom it has compensated
Gray, Joanna - In: Journal of Financial Regulation and Compliance 17 (2009) 1, pp. 70-75
Purpose – The paper's aim is to report and comment on two preliminary issues that arose from claims being pursued by the Financial Services Compensation Scheme (FSCS) against Abbey National Treasury Services (ANTS) and NDF Administration Ltd (NDF). Design/methodology/approach – The paper...
Persistent link: https://www.econbiz.de/10014870124
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FSA challenge in Court of Appeal to finding of Financial Services and Markets Tribunal on question of whether solicitors' firm had contravened financial promotion regime
Gray, Joanna - In: Journal of Financial Regulation and Compliance 17 (2009) 3, pp. 349-356
Purpose – The purpose of this paper is to look at a recent Financial Services Authority (FSA) challenge in the Court of Appeal to finding of Financial Services and Markets Tribunal on question of whether solicitors' firm had contravened financial promotion regime ( FSA v. Fox Hayes: Court of...
Persistent link: https://www.econbiz.de/10014870140