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Enforcement and the Effective Regulation of Labor

Ronconi, Lucas - 2016

Persistent link: https://www.econbiz.de/10012999332

Regulating by Numbers : The Trend Towards Increasing Empiricism in Enforcement Reporting by Financial Regulators

Gilligan, George - 2016

This article discusses a trend towards increased empiricism in enforcement reporting by financial regulators that emphasises greater use of numerical indicators. The article examines how the Australian Securities and Investments Commission (ASIC), the UK Financial Conduct Authority (FCA) and the...

Persistent link: https://www.econbiz.de/10012999624

The Power and Influence of IOSCO in Formulating and Enforcing Securities Regulations

Austin, Janet - 2016

systems, such as the Global Financial Crisis, have led governments to recognize that effective domestic regulation and …

Persistent link: https://www.econbiz.de/10013001123

Extraterritorial Criminal Enforcement of Securities Frauds Regulations after U.S. v. Vilar

Rotman, Edgardo - 2016

In August 2013, the Court of Appeals for the Second Circuit in the case of United States v. Vilar denied extraterritorial application of the criminal law antifraud provisions contained in the Securities and Exchange Act. The specific object of this paper is to criticize this decision and negate...

Persistent link: https://www.econbiz.de/10013004678

Cross-Country Securities Enforcement as An Example of Pro-Cyclical Regulation

Anand, Anita - 2018

securities law. Our work is consistent with the idea of crisis-driven regulation as we show that following the global financial …

Persistent link: https://www.econbiz.de/10012915751

Globalization of Securities Enforcement : A Shift Toward Enhanced Regulatory Intensity in Brazil’s Capital Market?

Cárdenas, Eugenio J. - 2014

Persistent link: https://www.econbiz.de/10013065512

Did the Siebel Systems Case Limit the SEC's Ability to Enforce Regulation Fair Disclosure?

Allee, Kristian D.; Bushee, Brian J.; Kleppe, Tyler J.; … - 2022

We examine whether a shock to the enforceability of Regulation Fair Disclosure (Reg FD) limited its ability to restrict …–benefit tradeoff for Reg FD compliance and effectively reversed the initial effects of the regulation. We also find that Siebel …

Persistent link: https://www.econbiz.de/10014238703

Feasibility of Regulatory Enforcement In Decentralized Finance

Samoshin, Aleksandr - 2022

intermediaries. However, due to lack of regulation, DeFi is plagued by scams, hacks, and fraudulent activity. This paper adopts the … view that the core benefits DeFi aims to bring into the real world are desirable, and regulation may be necessary for it to …

Persistent link: https://www.econbiz.de/10014239362

Does flexibility hinder financial regulation? : the case of CRA enforcement in the USA

Dahl, Drew - In: Journal of financial regulation and compliance : an … 18 (2010) 3, pp. 193-200

Persistent link: https://www.econbiz.de/10008651709

Financial private regulation and enforcement

Miller, Geoffrey P. - 2011

Persistent link: https://www.econbiz.de/10009405314