Brody, Melanie; Lev, Ori; Taft, Jeffrey P.; Wilkes, Guy; … - In: Journal of Investment Compliance 18 (2017) 1, pp. 84-91
Purpose To summarize developments by the US Consumer Financial Protection Bureau (“CFPB”), the US Office of the Comptroller of the Currency (“OCC”), and the UK Financial Conduct Authority (“FCA”) in their respective efforts to facilitate responsible financial innovation, and to...
