Purpose – This paper aims to report and comment on a successful High Court challenge by financial advisory firms via the financial Ombudsman. Design/methodology/approach – The paper's approach is to outline the facts and explain the decision. Findings – Although the industry will welcome...

Purpose – To report and comment on the tribunal case Jonathan Milnroy Townrow v. Financial Services Authority. Design/methodology/approach – Outlines the facts and explains the decision. Findings – Shows that, even though this was an extreme case, it is likely that any Tribunal would have...

Purpose – To report on the appeal by the defendants – a firm of sollcitors – against the proceedings taken by the Financial Services Authority. Design/methodology/approach – Outlines the facts and explains the decision. Findings – Finds that this decision serves to illustrate how...

Purpose – To report on the appeal by the defendants – a firm of sollcitors – against the proceedings taken by the Financial Services Authority. Design/methodology/approach – Outlines the facts and explains the decision. Findings – Finds that this decision serves to illustrate how...

Purpose – To report and comment on the tribunal case Jonathan Milnroy Townrow v. Financial Services Authority. Design/methodology/approach – Outlines the facts and explains the decision. Findings – Shows that, even though this was an extreme case, it is likely that any Tribunal would have...

Purpose – This paper aims to report and comment on a successful High Court challenge by financial advisory firms via the financial Ombudsman. Design/methodology/approach – The paper's approach is to outline the facts and explain the decision. Findings – Although the industry will welcome...