Purpose – This paper aims to report and comment on a successful High Court challenge by financial advisory firms via the financial Ombudsman. Design/methodology/approach – The paper's approach is to outline the facts and explain the decision. Findings – Although the industry will welcome...

Purpose – To report and comment on the tribunal case James Parker v. FSA. Design/methodology/approach – Outlines the facts and explains the decision reached. Findings – An applicant's failure to abide by an employer's internal notification rules and clearance procedures applicable to...

Purpose – To report and comment on the tribunal case James Parker v. FSA . Design/methodology/approach – Outlines the facts and explains the decision reached. Findings – An applicant's failure to abide by an employer's internal notification rules and clearance procedures applicable to...

Purpose – This paper aims to report and comment on a successful High Court challenge by financial advisory firms via the financial Ombudsman. Design/methodology/approach – The paper's approach is to outline the facts and explain the decision. Findings – Although the industry will welcome...