Ingerman, Brett; Hynes, Michael D.; Benjet, Brian H.; … - In: Journal of Investment Compliance 16 (2015) 4, pp. 4-5
Purpose – To alert corporations of a May 2015 speech issued by a top Department of Justice Official and a May 2015 settlement agreement between a global resources company and the Securities and Exchange Commission, both of which emphasize the importance of effective corporate compliance...
