Purpose – To report and comment on the case Paul Davidson, Ashley Tatham v. The Financial Services Authority. Design/methodology/approach – Outlines the facts and explains the decision reached. Findings – The Tribunal ruled that the decision of the Financial Services Authority (FSA) which...

Purpose – To discuss the FSA's enforcement action against the Royal Dutch/Shell group, which had been found to have made false or misleading announcements regarding its proved hydrocarbon reserves and reserves placement ratio's 1998-2003. Design/methodology/approach – Presents the facts...

Purpose – The purpose of this paper is to describe how the Financial Services and Markets Tribunal turned down a costs application from a broker it had earlier found not to have engaged in market abuse. Design/methodology/approach – The paper outlines the facts surrounding the decision....

Purpose – To report and comment on the tribunal case Phillippe Jabre v. FSA Design/methodology/approach – Outlines the facts and explains the decision reached. Findings – Had the tribunal resolved the market abuse issue otherwise it would have flown in the face of the realities of globally...

Purpose – The purpose of this paper is to describe the Financial Services and Markets Tribunal ruling on the application of the financial promotion regime, involving Fox Hayes v. Financial Services Authority. Design/methodology/approach – The paper outlines the facts surrounding the case and...

Purpose – To report and comment on the case Real Estate Opportunities v. Aberdeen Asset Managers Jersey Ltd & Ors. Design/methodology/approach – Outlines the facts and explains the decision reached. Findings – The Court ruled that the rules relating to the attribution of knowledge to a...

Purpose – To report and comment on the tribunal case James Parker v. FSA. Design/methodology/approach – Outlines the facts and explains the decision reached. Findings – An applicant's failure to abide by an employer's internal notification rules and clearance procedures applicable to...

Purpose – To discuss the FSA's enforcement action against the Royal Dutch/Shell group, which had been found to have made false or misleading announcements regarding its proved hydrocarbon reserves and reserves placement ratio's 1998‐2003. Design/methodology/approach – Presents the facts...

Purpose – The purpose of this paper is to describe how the Financial Services and Markets Tribunal turned down a costs application from a broker it had earlier found not to have engaged in market abuse. Design/methodology/approach – The paper outlines the facts surrounding the decision....

Purpose – To report and comment on the tribunal case Phillippe Jabre v. FSA Design/methodology/approach – Outlines the facts and explains the decision reached. Findings – Had the tribunal resolved the market abuse issue otherwise it would have flown in the face of the realities of globally...