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Ordre Public and Cross-Border Insolvency : Especially in Relation to Council Regulation (EC) No. 1346/2000 on Insolvency Proceedings

Belohlavek, Alexander J. - 2015

Persistent link: https://www.econbiz.de/10013023742

Credit Rating Agencies and Conflicts of Interest : Comparative Study of the Post-Credit Crisis Regulatory Reforms

Lipszyc, Deborah - 2011

When things go wrong, it is always good to find someone to blame. As the credit crisis started to unfold in 2007, credit rating agencies (“CRAs”) emerged as the villain – or scapegoat, one might say – for commentators and regulators alike. To sum up, observers accused CRAs of doing a...

Persistent link: https://www.econbiz.de/10013120955

Pitfalls of Global Harmonization of Systemic Risk Regulation in a World of Financial Innovation

Romano, Roberta - 2019

The working hypothesis of international financial regulation is that it should be globally harmonized. This paper … of systemic risk measurement and regulation. The thesis is informed by what I consider two key lessons from the recent … global financial crisis. The first lesson is that, when business strategies that internationally-harmonized regulation …

Persistent link: https://www.econbiz.de/10012896449

Network-Sensitive Financial Regulation

Enriques, Luca - 2019

. Yet, most of the existing rules in financial regulation are still “atomistic,” in that they fail to incorporate the fact …

Persistent link: https://www.econbiz.de/10012867572

Network-Sensitive Financial Regulation

Enriques, Luca - 2019

. Yet, most of the existing rules in financial regulation are still “atomistic,” in that they fail to incorporate the fact …

Persistent link: https://www.econbiz.de/10012870636

Judicial Protection Against EU Financial Supervisory Authorities in the Wake of Regulatory Reform

Van Cleynenbreugel, Pieter - 2012

The EU recently established new supranational financial supervision authorities — ESAs — capable of adopting binding supervisory decisions. The upgraded regulatory framework also inaugurated judicial review by a newly established Board of Appeal and the Court of Justice against these...

Persistent link: https://www.econbiz.de/10013096057

Policy Framework for Regulation of Financial Instruments – An Analysis with Special Emphasis to Financial Derivatives

2017

frame work for regulation of financial derivatives …

Persistent link: https://www.econbiz.de/10012947392

An Essay on Rule 506 of Regulation D; Its Questionable Origins, Regulatory Oblivion and Judicial Revitalization

Warren, Manning G. - 2010

This essay, based on the author's presentation last September to the annual meeting of the North American Securities Administration Association (NASAA), addresses several issues related to Rule 506, the most widely-used of the SEC's transactional exemptions from federal registration of...

Persistent link: https://www.econbiz.de/10013149128

Regulating the Crypto World - New Developments from France

Barsan, Iris M. - 2020

Persistent link: https://www.econbiz.de/10012846860

The Perils of a Middle Road to Regulating Systemic Risk : The Volcker Rule's Risk Backstop Provisions

Massari, Jai R. - 2015

The Dodd-Frank Act, enacted after the global financial crisis, requires U.S. financial regulators to define and regulate systemically risky firms and activities — a truly Sisyphean task. In this Essay, we identify two paths regulators have taken: a “descriptive approach,” which involves...

Persistent link: https://www.econbiz.de/10013011346