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Many believe that a major problem in today’s economy is the unregulated movement of physical capital. Most other industrialized nations have plant‐closing legislation which prevents this problem from arising. This article explores possible reasons why proponents of such legislation have been...
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Purpose – To explain the background and details and to discuss the implications of the USA Securities and Exchange …, the USA Treasury’s temporary guarantee program in 2008, earlier SEC proposals, and the USA Financial Stability Oversight …
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Purpose – To explain a No-Action letter recently issued by the USA Securities and Exchange Commission (SEC) permitting …
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Purpose – To explain the new Municipal Advisor Rule that will take effect on July 1, 2014, which regulates persons and firms that provide advice to municipal issuers and obligated parties regarding municipal financial products or the issuance of municipal securities or that engage in certain...
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Alternative Investments and their Respective Managers,” issued by the USA Securities and Exchange Commission Office of Compliance …
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