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FATCA: implications for non-US funds: a general guide for determining the applicability of FATCA to non-USA funds

M. Garry, Kristen; Gelencsér, Etienne; M. O’Pray, Eileen - In: Journal of Investment Compliance 15 (2014) 4, pp. 44-52

Purpose – To summarize the principal aspects of USA tax legislation commonly known as the “Foreign Account Tax … Compliance Act” (“FATCA”) that may be relevant to non-USA investment funds. Design/methodology/approach – Reviews the potential … application of FATCA to non-USA investment funds in a question-and-answer format and summarizes the key FATCA compliance …

Persistent link: https://www.econbiz.de/10014893898

Director of SEC’s Division of Investment Management discusses alternative mutual funds

F. Kerr, Richard - In: Journal of Investment Compliance 15 (2014) 4, pp. 15-18

Purpose – To alert participants in the mutual fund industry to regulatory developments in the alternative mutual fund space as articulated by the SEC’s Director of the Division of Investment Management. Design/methodology/approach – Reviews the Director’s discussion of the SEC’s...

Persistent link: https://www.econbiz.de/10014893900

FINRA fines broker-dealer for failing to apply Class A sales charge waivers for certain eligible customers on its mutual fund platform

F. Kerr, Richard - In: Journal of Investment Compliance 15 (2014) 4, pp. 53-56

Purpose – To review FINRA enforcement action taken against a broker-dealer over failure to waive mutual fund sales charges for certain eligible customers and failure to establish, maintain, and enforce a supervisory system and written procedures reasonably designed to ensure eligible accounts...

Persistent link: https://www.econbiz.de/10014893901

Short-run effects of hurricanes on the housing markets: evidence from Florida

Dogan, Can; Hattapoglu, Mustafa; Hoxha, Indrit - In: International Journal of Housing Markets and Analysis 16 (2022) 4, pp. 672-692

Purpose Many studies have shown that the intensity and the number of hurricanes are likely to increase. This paper aims to look at the immediate effects of hurricanes on the time on the market, share of houses sold and percentage of houses with price cuts in the housing market using the...

Persistent link: https://www.econbiz.de/10014777903

Antecedents of customer mortgage shopping satisfaction: the mediating role of search intensity, evidence from the NSMO survey

Reddy N, Srinivasa; Thanigan, Jayanthi - In: International Journal of Housing Markets and Analysis 16 (2022) 6, pp. 1089-1109

. Mortgage demand in the USA has reached an all-time high because of an increase in housing demand after COVID-19. Nonetheless … mortgage in the USA between 2019 and 2020. Findings The results of structural modelling showed that familiarity ( β = 0.23 and …

Persistent link: https://www.econbiz.de/10014778106

Virtual money laundering: policy implications of the proliferation in the illicit use of cryptocurrency

Leuprecht, Christian; Jenkins, Caitlyn; Hamilton, Rhianna - In: Journal of Financial Crime 30 (2022) 4, pp. 1036-1054

Purpose This study aims to explain how cryptocurrency is leveraged for illicit purposes across the global financial system. Specifically, it establishes how cryptocurrency has been changing the nature of transnational and domestic money laundering (ML). It then assesses the effectiveness of...

Persistent link: https://www.econbiz.de/10014866477