Showing 530,191 - 530,200 of 530,286
Purpose – To explain the Supreme Court’s recent decision in Halliburton Co. v. Erica P. John Fund, Inc. and its implications for private class action litigation under the federal securities laws. Design/methodology/approach – Explains the background on the Halliburton decision, including...
Persistent link: https://www.econbiz.de/10014893897
Purpose – To summarize the principal aspects of USA tax legislation commonly known as the “Foreign Account Tax … Compliance Act” (“FATCA”) that may be relevant to non-USA investment funds. Design/methodology/approach – Reviews the potential … application of FATCA to non-USA investment funds in a question-and-answer format and summarizes the key FATCA compliance …
Persistent link: https://www.econbiz.de/10014893898
Purpose – To alert participants in the mutual fund industry to regulatory developments in the alternative mutual fund space as articulated by the SEC’s Director of the Division of Investment Management. Design/methodology/approach – Reviews the Director’s discussion of the SEC’s...
Persistent link: https://www.econbiz.de/10014893900
Purpose – To review FINRA enforcement action taken against a broker-dealer over failure to waive mutual fund sales charges for certain eligible customers and failure to establish, maintain, and enforce a supervisory system and written procedures reasonably designed to ensure eligible accounts...
Persistent link: https://www.econbiz.de/10014893901
Purpose Many studies have shown that the intensity and the number of hurricanes are likely to increase. This paper aims to look at the immediate effects of hurricanes on the time on the market, share of houses sold and percentage of houses with price cuts in the housing market using the...
Persistent link: https://www.econbiz.de/10014777903
. Mortgage demand in the USA has reached an all-time high because of an increase in housing demand after COVID-19. Nonetheless … mortgage in the USA between 2019 and 2020. Findings The results of structural modelling showed that familiarity ( β = 0.23 and … realistic expectations. Second, mortgage companies should establish a presence on third-party mortgage comparison websites to …
Persistent link: https://www.econbiz.de/10014778106
Purpose This study aims to explain how cryptocurrency is leveraged for illicit purposes across the global financial system. Specifically, it establishes how cryptocurrency has been changing the nature of transnational and domestic money laundering (ML). It then assesses the effectiveness of...
Persistent link: https://www.econbiz.de/10014866477
Persistent link: https://www.econbiz.de/10003490587
Persistent link: https://www.econbiz.de/10003516503
Persistent link: https://www.econbiz.de/10003557113